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CIK 0001621832 · Non-accelerated filer<br>Smaller reporting company

Aqua Metals, Inc.

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Ticker
AQMS
Exchange
Nasdaq
Industry
Secondary Smelting & Refining of Nonferrous Metals
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
471169572
Phone
(775) 525-1936
Business address
2500 PERU DR., MCCARRAN, NV, 89437
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2020-03-23 Cotton Stephen Chief Executive Officer Grant or award · Restricted Stock Units +371,250 1,517,416
2020-03-23 Merrill Judd Chief Financial Officer Grant or award +125,000 400,872
2020-03-23 Merrill Judd Chief Financial Officer Returned to the company · Stock Options −125,000 290,962
2020-03-23 Merrill Judd Chief Financial Officer Returned to the company · Stock Options −62,500 228,462
2020-03-23 Merrill Judd Chief Financial Officer Returned to the company · Stock Options −62,500 165,962
2020-03-23 Merrill Judd Chief Financial Officer Grant or award · Restricted Stock Units +140,250 306,212
2020-01-07 Merrill Judd Chief Financial Officer Sale −619 $0.80 $495 275,872
2020-01-07 Cotton Stephen Chief Executive Officer Sale −4,918 $0.80 $4K 633,211
2020-01-03 KAPOOR SUSHIL Director Grant or award · Restricted Share Units +20,378 20,378
2020-01-03 Meline Susanne Director Grant or award · Restricted Share Units +20,378 20,378
2020-01-03 Gibson Gayle J Director Grant or award · Restricted Share Units +20,378 20,378
2020-01-03 Yosufzai S. Shariq Director Grant or award · Restricted Share Units +30,566 30,566
2020-01-03 DIVITO VINCENT L Director Grant or award · Restricted Share Units +20,378 20,378
2020-01-03 Cotton Stephen Chief Executive Officer Sale −197,090 $0.71 $140K 619,703
2020-01-03 Merrill Judd Chief Financial Officer Sale −106,034 $0.71 $75K 274,175
2020-01-02 Cotton Stephen Chief Executive Officer Grant or award +700,000 816,793
2020-01-02 Merrill Judd Chief Financial Officer Grant or award +360,000 380,209
2019-10-02 Meline Susanne Director Grant or award · Restricted Share Units +8,824 8,824
2019-10-02 Gibson Gayle J Director Grant or award · Restricted Share Units +8,824 39,160
2019-10-02 KAPOOR SUSHIL Director Grant or award · Restricted Share Units +8,824 64,895

Page 14 of 15 · 281 trades