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CIK 0001621832 · Non-accelerated filer<br>Smaller reporting company

Aqua Metals, Inc.

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Ticker
AQMS
Exchange
Nasdaq
Industry
Secondary Smelting & Refining of Nonferrous Metals
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
471169572
Phone
(775) 525-1936
Business address
2500 PERU DR., MCCARRAN, NV, 89437
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2021-01-04 Merrill Judd Chief Financial Officer Sale −41,773 $3.36 $140K 380,841
2021-01-04 Cotton Stephen Chief Executive Officer Sale −69,874 $3.36 $235K 1,092,873
2021-01-04 Yosufzai S. Shariq Director Grant or award · Restricted Stock Units +6,503 45,106
2021-01-04 DIVITO VINCENT L Director Grant or award · Restricted Stock Units +4,335 58,514
2020-12-16 Cotton Stephen Chief Executive Officer Grant or award · Restricted Stock Units +969,828 3,840,346
2020-12-16 Merrill Judd Chief Financial Officer Grant or award · Restricted Stock Units +323,276 1,131,370
2020-10-01 DIVITO VINCENT L Director Grant or award · Restricted Stock Units +16,484 70,663
2020-10-01 Yosufzai S. Shariq Director Grant or award · Restricted Stock Units +24,725 63,328
2020-08-07 Cotton Stephen Chief Executive Officer Purchase +721 $1.04 $750 863,071
2020-08-07 Merrill Judd Chief Financial Officer Purchase +481 $1.04 $500 314,048
2020-07-24 Merrill Judd Chief Financial Officer Purchase +446 $1.12 $500 313,567
2020-07-24 Cotton Stephen Chief Executive Officer Purchase +670 $1.12 $750 862,350
2020-07-10 Merrill Judd Chief Financial Officer Purchase +450 $1.11 $500 313,121
2020-07-10 Cotton Stephen Chief Executive Officer Purchase +676 $1.11 $750 861,680
2020-07-02 Merrill Judd Chief Financial Officer Sale −61,445 $1.15 $71K 312,671
2020-07-02 Cotton Stephen Chief Executive Officer Sale −169,606 $1.15 $195K 861,004
2020-07-01 DIVITO VINCENT L Director Grant or award · Restricted Stock Units +12,500 66,679
2020-07-01 Yosufzai S. Shariq Director Grant or award · Restricted Stock Units +18,750 57,353
2020-06-26 Cotton Stephen Chief Executive Officer Purchase +682 $1.10 $750 730,933
2020-06-26 Merrill Judd Chief Financial Officer Purchase +455 $1.10 $501 265,550

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