CIK 0001621832 · Non-accelerated filer<br>Smaller reporting company
Aqua Metals, Inc.
Sign in to watch- Ticker
- AQMS
- Exchange
- Nasdaq
- Industry
- Secondary Smelting & Refining of Nonferrous Metals
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 471169572
- Phone
- (775) 525-1936
- Business address
- 2500 PERU DR., MCCARRAN, NV, 89437
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2021-04-01 | DIVITO VINCENT L Director | Grant or award · Restricted Stock Units | +3,589 | 57,768 | ||
| 2021-04-01 | Yosufzai S. Shariq Director | Grant or award · Restricted Stock Units | +5,383 | 5,383 | ||
| 2021-03-24 | Merrill Judd Chief Financial Officer | Sale | −17,393 | $3.88 | $67K | 405,115 |
| 2021-03-24 | Cotton Stephen Chief Executive Officer | Sale | −87,660 | $3.88 | $340K | 1,215,213 |
| 2021-03-02 | Yosufzai S. Shariq Director | Option exercise | +38,603 | $3.93 | $152K | 242,710 |
| 2021-03-02 | Yosufzai S. Shariq Director | Sale | −38,603 | $4.80 | $185K | 204,107 |
| 2021-03-02 | Yosufzai S. Shariq Director | Sale | −150,000 | $4.80 | $720K | 54,107 |
| 2021-03-02 | Yosufzai S. Shariq Director | Option exercise · Employee Stock Option (right to buy) | −38,603 | 6,503 | ||
| 2021-03-02 | Merrill Judd Chief Financial Officer | Option exercise | +46,725 | $1.88 | $88K | 427,566 |
| 2021-03-02 | Merrill Judd Chief Financial Officer | Sale | −46,725 | $5.15 | $241K | 380,841 |
| 2021-03-02 | Merrill Judd Chief Financial Officer | Option exercise · Employee Stock Option (right to buy) | −46,725 | 852,908 | ||
| 2021-03-02 | Cotton Stephen Chief Executive Officer | Option exercise | +187,461 | $1.88 | $352K | 1,280,334 |
| 2021-03-02 | Cotton Stephen Chief Executive Officer | Sale | −187,461 | $5.02 | $941K | 1,092,873 |
| 2021-03-02 | Cotton Stephen Chief Executive Officer | Option exercise · Employee Stock Option (right to buy) | −187,461 | 2,971,680 | ||
| 2021-03-01 | Merrill Judd Chief Financial Officer | Option exercise | +9,973 | $1.88 | $19K | 390,814 |
| 2021-03-01 | Merrill Judd Chief Financial Officer | Sale | −9,973 | $5.15 | $51K | 380,841 |
| 2021-03-01 | Merrill Judd Chief Financial Officer | Option exercise · Employee Stock Option (right to buy) | −9,973 | 899,633 | ||
| 2021-03-01 | Cotton Stephen Chief Executive Officer | Option exercise | +45,000 | $1.88 | $85K | 1,137,873 |
| 2021-03-01 | Cotton Stephen Chief Executive Officer | Sale | −45,000 | $5.15 | $232K | 1,092,873 |
| 2021-03-01 | Cotton Stephen Chief Executive Officer | Option exercise · Employee Stock Option (right to buy) | −45,000 | 3,159,141 |
Page 11 of 15 · 281 trades