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CIK 0001621832 · Non-accelerated filer<br>Smaller reporting company

Aqua Metals, Inc.

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Ticker
AQMS
Exchange
Nasdaq
Industry
Secondary Smelting & Refining of Nonferrous Metals
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
471169572
Phone
(775) 525-1936
Business address
2500 PERU DR., MCCARRAN, NV, 89437
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2022-05-02 Zhang Peifang Director Grant or award +52,084 $0.96 $50K 73,095
2022-03-24 Cotton Stephen Chief Executive Officer Sale −100,605 $1.41 $142K 4,070,975
2022-03-24 Taecker Benjamin S. Chief Eng and Opr Officer Sale −13,431 $1.41 $19K 414,647
2022-03-24 Merrill Judd Chief Financial Officer Returned to the company −19,971 $1.41 $28K 1,314,581
2022-03-23 Merrill Judd Chief Financial Officer Returned to the company −65,000 $1.43 $93K 1,249,581
2022-01-05 Cotton Stephen Chief Executive Officer Sale −124,474 $1.27 $158K 4,171,580
2022-01-05 Merrill Judd Chief Financial Officer Returned to the company −87,063 $1.27 $111K 1,400,052
2022-01-05 Taecker Benjamin S. Chief Eng and Opr Officer Sale −35,676 $1.27 $45K 428,078
2022-01-04 Merrill Judd Chief Financial Officer Returned to the company −65,500 $1.34 $88K 1,334,552
2021-12-13 Cotton Stephen Chief Executive Officer Grant or award +722,334 4,296,054
2021-12-13 Merrill Judd Chief Financial Officer Grant or award +331,070 1,487,115
2021-12-13 Taecker Benjamin S. Chief Eng and Opr Officer Grant or award +200,648 463,754
2021-07-02 Merrill Judd Chief Financial Officer Sale −85,311 $2.71 $231K 482,249
2021-07-02 Cotton Stephen Chief Executive Officer Sale −193,173 $2.71 $523K 1,483,354
2021-05-03 Yosufzai S. Shariq Director Grant or award · Restricted Stock Units +26,133 31,516
2021-05-03 DIVITO VINCENT L Director Grant or award · Restricted Stock Units +20,906 78,674
2021-05-03 SMITH EDWARD J Director Grant or award · Restricted Stock Units +17,422 21,011
2021-05-03 Zhang Peifang Director Grant or award · Restricted Stock Units +17,422 21,011
2021-04-01 Zhang Peifang Director Grant or award · Restricted Stock Units +3,589 3,589
2021-04-01 SMITH EDWARD J Director Grant or award · Restricted Stock Units +3,589 3,589

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