CIK 0000820027 · Large accelerated filer
AMERIPRISE FINANCIAL INC
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- AMP
- Exchange
- NYSE
- Industry
- Investment Advice
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 133180631
- Phone
- 612-671-8001
- Business address
- 1099 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN, 55474
- Former names
- AMERICAN EXPRESS FINANCIAL CORP, AMERICAN EXPRESS FINANCIAL ADVISORS, IDS FINANCIAL CORP/MN/
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2026-11-03 | WILLIAMS CHRISTOPHER J Director | Grant or award · Phantom Stock (Retainer Deferral) | +40.85 | $504.88 | $21K | 3,980.24 |
| 2026-08-10 | Brockman Dawn M. SVP AND CONTROLLER | Sale | −472 | $558.93 | $264K | 713 |
| 2026-08-10 | MELLOH HEATHER J. EVP AND GENERAL COUNSEL | Option exercise | +722 | $197.87 | $143K | 4,406 |
| 2026-08-10 | MELLOH HEATHER J. EVP AND GENERAL COUNSEL | Shares withheld for taxes | −469 | $559.62 | $262K | 3,937 |
| 2026-08-10 | MELLOH HEATHER J. EVP AND GENERAL COUNSEL | Option exercise · Employee Stock Option (right to buy) | −722 | 0 | ||
| 2026-08-06 | McGraw Deirdre Davey EVP Mktg, Strat. & Comms. | Option exercise | +1,000 | $165.41 | $165K | 5,964 |
| 2026-08-06 | McGraw Deirdre Davey EVP Mktg, Strat. & Comms. | Option exercise | +1,000 | $197.87 | $198K | 6,964 |
| 2026-08-06 | McGraw Deirdre Davey EVP Mktg, Strat. & Comms. | Option exercise | +1,000 | $298.09 | $298K | 7,964 |
| 2026-08-06 | McGraw Deirdre Davey EVP Mktg, Strat. & Comms. | Shares withheld for taxes | −2,191 | $558.08 | $1.2M | 5,773 |
| 2026-08-06 | McGraw Deirdre Davey EVP Mktg, Strat. & Comms. | Sale | −2,400 | $558.28 | $1.3M | 3,373 |
| 2026-08-06 | McGraw Deirdre Davey EVP Mktg, Strat. & Comms. | Option exercise · Employee Stock Option (right to buy) | −1,000 | 1,034 | ||
| 2026-08-06 | McGraw Deirdre Davey EVP Mktg, Strat. & Comms. | Option exercise · Employee Stock Option (right to buy) | −1,000 | 1,015 | ||
| 2026-08-06 | McGraw Deirdre Davey EVP Mktg, Strat. & Comms. | Option exercise · Employee Stock Option (right to buy) | −1,000 | 2,143 | ||
| 2026-07-28 | Berman Walter Stanley EXECUTIVE VP AND CFO | Option exercise | +10,905 | $165.41 | $1.8M | 16,514 |
| 2026-07-28 | Berman Walter Stanley EXECUTIVE VP AND CFO | Option exercise | +23,206 | $197.87 | $4.6M | 39,720 |
| 2026-07-28 | Berman Walter Stanley EXECUTIVE VP AND CFO | Shares withheld for taxes | −23,099 | $550.81 | $12.7M | 16,621 |
| 2026-07-28 | Berman Walter Stanley EXECUTIVE VP AND CFO | Sale | −10,590 | $548.92 | $5.8M | 6,031 |
| 2026-07-28 | Berman Walter Stanley EXECUTIVE VP AND CFO | Sale | −422 | $549.76 | $232K | 5,609 |
| 2026-07-28 | Berman Walter Stanley EXECUTIVE VP AND CFO | Option exercise · Employee Stock Option (right to buy) | −10,905 | 0 | ||
| 2026-07-28 | Berman Walter Stanley EXECUTIVE VP AND CFO | Option exercise · Employee Stock Option (right to buy) | −23,206 | 0 |
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