CIK 0000820027 · Large accelerated filer
AMERIPRISE FINANCIAL INC
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- AMP
- Exchange
- NYSE
- Industry
- Investment Advice
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 133180631
- Phone
- 612-671-8001
- Business address
- 1099 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN, 55474
- Former names
- AMERICAN EXPRESS FINANCIAL CORP, AMERICAN EXPRESS FINANCIAL ADVISORS, IDS FINANCIAL CORP/MN/
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2026-01-26 | TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT | Shares withheld for taxes | −292 | $500.53 | $146K | 3,989 |
| 2026-01-26 | CRACCHIOLO JAMES M CHAIRMAN AND CEO | Shares withheld for taxes | −1,731 | $500.53 | $866K | 131,021 |
| 2025-11-21 | Sharpe Robert Francis JR Director | Sale | −1,500 | $450.95 | $676K | 7,500 |
| 2025-11-04 | BRYAN GLYNIS Director | Grant or award · Phantom Stock (Retainer Deferral) | +69.14 | $452.00 | $31K | 218.94 |
| 2025-11-04 | WILLIAMS CHRISTOPHER J Director | Grant or award · Phantom Stock (Retainer Deferral) | +45.63 | $452.00 | $21K | 3,766.27 |
| 2025-09-04 | MELLOH HEATHER J. EVP AND GENERAL COUNSEL | Sale | −1,500 | $512.34 | $769K | 2,562 |
| 2025-08-19 | TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT | Option exercise | +28,546 | $165.41 | $4.7M | 33,368 |
| 2025-08-19 | TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT | Shares withheld for taxes | −18,617 | $506.57 | $9.4M | 4,822 |
| 2025-08-19 | TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT | Sale | −9,929 | $506.89 | $5.0M | 11,047 |
| 2025-08-19 | TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT | Option exercise · Employee Stock Option (right to buy) | −28,546 | 0 | ||
| 2025-08-13 | Sharpe Robert Francis JR Director | Gift | −98 | 202 | ||
| 2025-07-29 | WILLIAMS CHRISTOPHER J Director | Grant or award · Phantom Stock (Retainer Deferral) | +39.59 | $520.99 | $21K | 3,708.91 |
| 2025-07-29 | BRYAN GLYNIS Director | Grant or award · Phantom Stock (Retainer Deferral) | +59.98 | $520.99 | $31K | 149.33 |
| 2025-07-10 | Smyth Gerard P. EVP & CIO | Option exercise | +203.57 | 9,223.57 | ||
| 2025-07-10 | Smyth Gerard P. EVP & CIO | Shares withheld for taxes | −88.57 | $542.51 | $48K | 9,135 |
| 2025-07-10 | Smyth Gerard P. EVP & CIO | Option exercise · Phantom Stock | −203.57 | 887.38 | ||
| 2025-07-10 | Brockman Dawn M. SVP AND CONTROLLER | Option exercise | +25.68 | 1,064.68 | ||
| 2025-07-10 | Brockman Dawn M. SVP AND CONTROLLER | Shares withheld for taxes | −9.68 | $542.51 | $5K | 1,055 |
| 2025-07-10 | Brockman Dawn M. SVP AND CONTROLLER | Option exercise · Phantom Stock | −25.68 | 288.92 | ||
| 2025-07-10 | Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES | Option exercise | +309.02 | 7,546.02 |
Page 8 of 33 · 642 trades