CIK 0000820027 · Large accelerated filer
AMERIPRISE FINANCIAL INC
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- AMP
- Exchange
- NYSE
- Industry
- Investment Advice
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 133180631
- Phone
- 612-671-8001
- Business address
- 1099 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN, 55474
- Former names
- AMERICAN EXPRESS FINANCIAL CORP, AMERICAN EXPRESS FINANCIAL ADVISORS, IDS FINANCIAL CORP/MN/
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2026-01-27 | TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT | Grant or award | +8,661 | 11,631 | ||
| 2026-01-27 | TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT | Shares withheld for taxes | −4,169 | $498.33 | $2.1M | 2,970 |
| 2026-01-27 | CRACCHIOLO JAMES M CHAIRMAN AND CEO | Grant or award | +35,534 | 164,363 | ||
| 2026-01-27 | CRACCHIOLO JAMES M CHAIRMAN AND CEO | Shares withheld for taxes | −18,176 | $498.33 | $9.1M | 146,187 |
| 2026-01-27 | Brockman Dawn M. SVP AND CONTROLLER | Shares withheld for taxes | −22 | $498.33 | $11K | 1,011 |
| 2026-01-27 | MELLOH HEATHER J. EVP AND GENERAL COUNSEL | Shares withheld for taxes | −42 | $498.33 | $21K | 2,454 |
| 2026-01-27 | Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES | Shares withheld for taxes | −36 | $498.33 | $18K | 4,790 |
| 2026-01-27 | Davies William EXECUTIVE VP, GLOBAL CIO | Returned to the company | −114.87 | $498.33 | $57K | 13,024.42 |
| 2026-01-27 | Smyth Gerard P. EVP & CIO | Shares withheld for taxes | −97 | $498.33 | $48K | 8,924 |
| 2026-01-27 | Berman Walter Stanley EXECUTIVE VP AND CFO | Shares withheld for taxes | −429 | $498.33 | $214K | 5,351 |
| 2026-01-27 | Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES | Shares withheld for taxes | −201 | $498.33 | $100K | 6,994 |
| 2026-01-27 | TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT | Shares withheld for taxes | −317 | $498.33 | $158K | 2,970 |
| 2026-01-27 | CRACCHIOLO JAMES M CHAIRMAN AND CEO | Shares withheld for taxes | −2,192 | $498.33 | $1.1M | 128,829 |
| 2026-01-26 | Brockman Dawn M. SVP AND CONTROLLER | Shares withheld for taxes | −22 | $500.53 | $11K | 1,033 |
| 2026-01-26 | MELLOH HEATHER J. EVP AND GENERAL COUNSEL | Shares withheld for taxes | −66 | $500.53 | $33K | 2,496 |
| 2026-01-26 | Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES | Shares withheld for taxes | −40 | $500.53 | $20K | 4,826 |
| 2026-01-26 | Davies William EXECUTIVE VP, GLOBAL CIO | Returned to the company | −98.18 | $500.53 | $49K | 13,124.84 |
| 2026-01-26 | Smyth Gerard P. EVP & CIO | Shares withheld for taxes | −114 | $500.53 | $57K | 9,021 |
| 2026-01-26 | Berman Walter Stanley EXECUTIVE VP AND CFO | Shares withheld for taxes | −387 | $500.53 | $194K | 5,780 |
| 2026-01-26 | Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES | Shares withheld for taxes | −206 | $500.53 | $103K | 7,195 |
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