CIK 0000820027 · Large accelerated filer
AMERIPRISE FINANCIAL INC
Sign in to watch- Ticker
- AMP
- Exchange
- NYSE
- Industry
- Investment Advice
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 133180631
- Phone
- 612-671-8001
- Business address
- 1099 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN, 55474
- Former names
- AMERICAN EXPRESS FINANCIAL CORP, AMERICAN EXPRESS FINANCIAL ADVISORS, IDS FINANCIAL CORP/MN/
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2026-01-31 | MELLOH HEATHER J. EVP AND GENERAL COUNSEL | Shares withheld for taxes | −46 | $527.19 | $24K | 2,408 |
| 2026-01-31 | Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES | Shares withheld for taxes | −32 | $527.19 | $17K | 5,531 |
| 2026-01-31 | Davies William EXECUTIVE VP, GLOBAL CIO | Returned to the company | −78.07 | $527.19 | $41K | 14,000.35 |
| 2026-01-31 | Smyth Gerard P. EVP & CIO | Shares withheld for taxes | −136 | $527.19 | $72K | 10,560 |
| 2026-01-31 | Berman Walter Stanley EXECUTIVE VP AND CFO | Shares withheld for taxes | −423 | $527.19 | $223K | 9,819 |
| 2026-01-31 | Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES | Shares withheld for taxes | −235 | $527.19 | $124K | 9,756 |
| 2026-01-31 | TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT | Shares withheld for taxes | −345 | $527.19 | $182K | 2,258 |
| 2026-01-31 | CRACCHIOLO JAMES M CHAIRMAN AND CEO | Shares withheld for taxes | −1,729 | $527.19 | $912K | 144,458 |
| 2026-01-27 | MELLOH HEATHER J. EVP AND GENERAL COUNSEL | Grant or award | +999 | 3,990 | ||
| 2026-01-27 | MELLOH HEATHER J. EVP AND GENERAL COUNSEL | Shares withheld for taxes | −306 | $498.33 | $152K | 3,684 |
| 2026-01-27 | Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES | Grant or award | +1,109 | 5,899 | ||
| 2026-01-27 | Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES | Shares withheld for taxes | −336 | $498.33 | $167K | 5,563 |
| 2026-01-27 | Davies William EXECUTIVE VP, GLOBAL CIO | Grant or award | +1,989 | 15,013.42 | ||
| 2026-01-27 | Davies William EXECUTIVE VP, GLOBAL CIO | Returned to the company | −935 | $498.33 | $466K | 14,078.42 |
| 2026-01-27 | Smyth Gerard P. EVP & CIO | Grant or award | +2,887 | 11,811 | ||
| 2026-01-27 | Smyth Gerard P. EVP & CIO | Shares withheld for taxes | −1,115 | $498.33 | $556K | 10,696 |
| 2026-01-27 | Berman Walter Stanley EXECUTIVE VP AND CFO | Grant or award | +9,993 | 15,344 | ||
| 2026-01-27 | Berman Walter Stanley EXECUTIVE VP AND CFO | Shares withheld for taxes | −5,102 | $498.33 | $2.5M | 10,242 |
| 2026-01-27 | Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES | Grant or award | +5,550 | 12,544 | ||
| 2026-01-27 | Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES | Shares withheld for taxes | −2,553 | $498.33 | $1.3M | 9,991 |
Page 6 of 33 · 642 trades