CIK 0000820027 · Large accelerated filer
AMERIPRISE FINANCIAL INC
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- AMP
- Exchange
- NYSE
- Industry
- Investment Advice
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 133180631
- Phone
- 612-671-8001
- Business address
- 1099 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN, 55474
- Former names
- AMERICAN EXPRESS FINANCIAL CORP, AMERICAN EXPRESS FINANCIAL ADVISORS, IDS FINANCIAL CORP/MN/
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2026-02-03 | PELLETIER LIANE J Director | Grant or award · Phantom Stock (Annual) | +182.36 | $530.05 | $97K | 182.36 |
| 2026-02-02 | Brockman Dawn M. SVP AND CONTROLLER | Grant or award | +177 | 1,168 | ||
| 2026-02-02 | Brockman Dawn M. SVP AND CONTROLLER | Grant or award · Employee Stock Option (right to buy) | +339 | 339 | ||
| 2026-02-02 | MELLOH HEATHER J. EVP AND GENERAL COUNSEL | Grant or award | +583 | 2,991 | ||
| 2026-02-02 | MELLOH HEATHER J. EVP AND GENERAL COUNSEL | Grant or award · Employee Stock Option (right to buy) | +1,906 | 1,906 | ||
| 2026-02-02 | Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES | Grant or award | +405 | 5,936 | ||
| 2026-02-02 | Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES | Grant or award · Employee Stock Option (right to buy) | +1,326 | 1,326 | ||
| 2026-02-02 | Davies William EXECUTIVE VP, GLOBAL CIO | Grant or award | +529 | 14,529.35 | ||
| 2026-02-02 | Davies William EXECUTIVE VP, GLOBAL CIO | Grant or award · Employee Stock Option (right to buy) | +1,729 | 1,729 | ||
| 2026-02-02 | Smyth Gerard P. EVP & CIO | Grant or award | +1,014 | 11,574 | ||
| 2026-02-02 | Smyth Gerard P. EVP & CIO | Grant or award · Employee Stock Option (right to buy) | +3,315 | 3,315 | ||
| 2026-02-02 | Berman Walter Stanley EXECUTIVE VP AND CFO | Grant or award | +2,790 | 12,609 | ||
| 2026-02-02 | Berman Walter Stanley EXECUTIVE VP AND CFO | Grant or award · Employee Stock Option (right to buy) | +9,117 | 9,117 | ||
| 2026-02-02 | Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES | Grant or award | +1,702 | 11,458 | ||
| 2026-02-02 | Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES | Grant or award · Employee Stock Option (right to buy) | +5,561 | 5,561 | ||
| 2026-02-02 | TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT | Grant or award | +2,536 | 4,794 | ||
| 2026-02-02 | TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT | Grant or award · Employee Stock Option (right to buy) | +8,288 | 8,288 | ||
| 2026-02-02 | CRACCHIOLO JAMES M CHAIRMAN AND CEO | Grant or award | +11,988 | 156,446 | ||
| 2026-02-02 | CRACCHIOLO JAMES M CHAIRMAN AND CEO | Grant or award · Employee Stock Option (right to buy) | +33,299 | 33,299 | ||
| 2026-01-31 | Brockman Dawn M. SVP AND CONTROLLER | Shares withheld for taxes | −20 | $527.19 | $11K | 991 |
Page 5 of 33 · 642 trades