CIK 0000820027 · Large accelerated filer
AMERIPRISE FINANCIAL INC
Sign in to watch- Ticker
- AMP
- Exchange
- NYSE
- Industry
- Investment Advice
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 133180631
- Phone
- 612-671-8001
- Business address
- 1099 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN, 55474
- Former names
- AMERICAN EXPRESS FINANCIAL CORP, AMERICAN EXPRESS FINANCIAL ADVISORS, IDS FINANCIAL CORP/MN/
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2020-07-01 | Woerner John Robert Pres Ins & Chief Strat Officer | Option exercise | +451.11 | 33,766.11 | ||
| 2020-07-01 | Woerner John Robert Pres Ins & Chief Strat Officer | Shares withheld for taxes | −195.11 | $145.83 | $28K | 33,571 |
| 2020-07-01 | Woerner John Robert Pres Ins & Chief Strat Officer | Option exercise · Phantom Stock | −451.11 | 1,353.34 | ||
| 2020-07-01 | TRUSCOTT WILLIAM F CEO, Global Asset Management | Option exercise | +795.86 | 16,593.86 | ||
| 2020-07-01 | TRUSCOTT WILLIAM F CEO, Global Asset Management | Shares withheld for taxes | −339.86 | $145.83 | $50K | 15,798 |
| 2020-07-01 | TRUSCOTT WILLIAM F CEO, Global Asset Management | Option exercise · Phantom Stock | −795.86 | 2,420.92 | ||
| 2020-07-01 | Sweeney Joseph Edward Pres-AWM Products & Services | Option exercise | +451.13 | 27,512.13 | ||
| 2020-07-01 | Sweeney Joseph Edward Pres-AWM Products & Services | Shares withheld for taxes | −204.13 | $145.83 | $30K | 27,308 |
| 2020-07-01 | Sweeney Joseph Edward Pres-AWM Products & Services | Option exercise · Phantom Stock | −451.13 | 1,474.07 | ||
| 2020-06-05 | MOORE COLIN EVP & Global CIO | Gift | −1,598 | 67,373 | ||
| 2020-05-26 | Sharpe Robert Francis JR Director | Sale | −1,000 | $141.03 | $141K | 6,180 |
| 2020-05-11 | WILLIAMS CHRISTOPHER J Director | Grant or award · Phantom Stock (Retainer Deferral) | +141.28 | $123.87 | $17K | 1,532.26 |
| 2020-04-29 | NEAL BLIXT DIANNE Director | Grant or award · Phantom Stock (Annual) | +1,270.97 | 8,784.58 | ||
| 2019-07-05 | Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES | Grant or award | +413 | 11,873 | ||
| 2018-02-07 | TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT | Gift | −2,400 | 10,761 | ||
| 2017-07-31 | CRACCHIOLO JAMES M CHAIRMAN AND CEO | Sale | −33,692 | $144.56 | $4.9M | 132,752 |
Page 44 of 44 · 876 trades