CIK 0000820027 · Large accelerated filer
AMERIPRISE FINANCIAL INC
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- AMP
- Exchange
- NYSE
- Industry
- Investment Advice
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 133180631
- Phone
- 612-671-8001
- Business address
- 1099 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN, 55474
- Former names
- AMERICAN EXPRESS FINANCIAL CORP, AMERICAN EXPRESS FINANCIAL ADVISORS, IDS FINANCIAL CORP/MN/
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2020-11-09 | Berman Walter Stanley Executive VP and CFO | Option exercise · Employee Stock Option (right to buy) | −62,955 | 0 | ||
| 2020-11-05 | CRACCHIOLO JAMES M Chairman and CEO | Sale | −16,500 | $171.61 | $2.8M | 234,564 |
| 2020-11-05 | CRACCHIOLO JAMES M Chairman and CEO | Sale | −25,800 | $172.84 | $4.5M | 208,764 |
| 2020-11-05 | CRACCHIOLO JAMES M Chairman and CEO | Sale | −3,705 | $173.59 | $643K | 205,059 |
| 2020-11-04 | CRACCHIOLO JAMES M Chairman and CEO | Option exercise | +191,808 | $87.79 | $16.8M | 425,372 |
| 2020-11-04 | CRACCHIOLO JAMES M Chairman and CEO | Shares withheld for taxes | −145,774 | $172.58 | $25.2M | 279,598 |
| 2020-11-04 | CRACCHIOLO JAMES M Chairman and CEO | Sale | −28,534 | $171.79 | $4.9M | 251,064 |
| 2020-11-04 | CRACCHIOLO JAMES M Chairman and CEO | Option exercise · Employee Stock Option (right to buy) | −191,808 | 0 | ||
| 2020-11-03 | Sweeney Joseph Edward Pres-AWM Products & Services | Option exercise | +24,853 | $107.61 | $2.7M | 52,161 |
| 2020-11-03 | Sweeney Joseph Edward Pres-AWM Products & Services | Shares withheld for taxes | −21,126 | $167.71 | $3.5M | 31,035 |
| 2020-11-03 | Sweeney Joseph Edward Pres-AWM Products & Services | Sale | −10,927 | $167.73 | $1.8M | 20,108 |
| 2020-11-03 | Sweeney Joseph Edward Pres-AWM Products & Services | Option exercise · Employee Stock Option (right to buy) | −24,853 | 0 | ||
| 2020-11-02 | WILLIAMS CHRISTOPHER J Director | Grant or award · Phantom Stock (Retainer Deferral) | +106.42 | $164.45 | $17K | 1,773.6 |
| 2020-11-02 | Sharpe Robert Francis JR Director | Sale | −1,000 | $164.55 | $165K | 5,180 |
| 2020-10-30 | THISSEN KAREN WILSON Executive VP and GC | Sale | −620 | $159.22 | $99K | 14,164 |
| 2020-08-11 | Woerner John Robert Pres Ins & Chief Strat Officer | Option exercise | +20,581 | $107.61 | $2.2M | 54,152 |
| 2020-08-11 | Woerner John Robert Pres Ins & Chief Strat Officer | Shares withheld for taxes | −16,877 | $160.83 | $2.7M | 37,275 |
| 2020-08-11 | Woerner John Robert Pres Ins & Chief Strat Officer | Sale | −9,873 | $163.83 | $1.6M | 27,402 |
| 2020-08-11 | Woerner John Robert Pres Ins & Chief Strat Officer | Option exercise · Employee Stock Option (right to buy) | −20,581 | 0 | ||
| 2020-08-03 | WILLIAMS CHRISTOPHER J Director | Grant or award · Phantom Stock (Retainer Deferral) | +112.4 | $155.69 | $18K | 1,656.04 |
Page 43 of 44 · 876 trades