CIK 0000820027 · Large accelerated filer
AMERIPRISE FINANCIAL INC
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- AMP
- Exchange
- NYSE
- Industry
- Investment Advice
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 133180631
- Phone
- 612-671-8001
- Business address
- 1099 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN, 55474
- Former names
- AMERICAN EXPRESS FINANCIAL CORP, AMERICAN EXPRESS FINANCIAL ADVISORS, IDS FINANCIAL CORP/MN/
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2020-11-30 | Berman Walter Stanley Executive VP and CFO | Option exercise · Employee Stock Option (right to buy) | −40,000 | 20,506 | ||
| 2020-11-30 | TRUSCOTT WILLIAM F CEO, Global Asset Management | Sale | −21,005 | $188.00 | $3.9M | 27,652 |
| 2020-11-25 | THISSEN KAREN WILSON Executive VP and GC | Sale | −1,132 | $189.66 | $215K | 13,032 |
| 2020-11-24 | WALTER W EDWARD Director | Gift | −1,000 | 0 | ||
| 2020-11-20 | Smyth Gerard P. EVP Technology and CIO | Option exercise | +2,936 | $107.61 | $316K | 10,397 |
| 2020-11-20 | Smyth Gerard P. EVP Technology and CIO | Shares withheld for taxes | −2,093 | $183.63 | $384K | 8,304 |
| 2020-11-20 | Smyth Gerard P. EVP Technology and CIO | Option exercise · Employee Stock Option (right to buy) | −2,936 | 0 | ||
| 2020-11-11 | MOORE COLIN EVP & Global CIO | Sale | −12,322 | $181.86 | $2.2M | 55,051 |
| 2020-11-09 | CRACCHIOLO JAMES M Chairman and CEO | Option exercise | +186,058 | $128.76 | $24.0M | 391,117 |
| 2020-11-09 | CRACCHIOLO JAMES M Chairman and CEO | Shares withheld for taxes | −158,772 | $184.00 | $29.2M | 232,345 |
| 2020-11-09 | CRACCHIOLO JAMES M Chairman and CEO | Sale | −30,086 | $183.97 | $5.5M | 202,259 |
| 2020-11-09 | CRACCHIOLO JAMES M Chairman and CEO | Sale | −18,300 | $184.85 | $3.4M | 183,959 |
| 2020-11-09 | CRACCHIOLO JAMES M Chairman and CEO | Sale | −4,016 | $185.45 | $745K | 179,943 |
| 2020-11-09 | CRACCHIOLO JAMES M Chairman and CEO | Option exercise · Employee Stock Option (right to buy) | −186,058 | 0 | ||
| 2020-11-09 | Hutt John R. Sr Vice Pres and Controller | Option exercise | +1,092 | $65.31 | $71K | 2,906 |
| 2020-11-09 | Hutt John R. Sr Vice Pres and Controller | Shares withheld for taxes | −626 | $169.78 | $106K | 2,280 |
| 2020-11-09 | Hutt John R. Sr Vice Pres and Controller | Option exercise · Employee Stock Option (right to buy) | −1,092 | 0 | ||
| 2020-11-09 | Berman Walter Stanley Executive VP and CFO | Option exercise | +62,955 | $87.79 | $5.5M | 80,715 |
| 2020-11-09 | Berman Walter Stanley Executive VP and CFO | Shares withheld for taxes | −47,441 | $178.82 | $8.5M | 33,274 |
| 2020-11-09 | Berman Walter Stanley Executive VP and CFO | Sale | −15,514 | $182.95 | $2.8M | 17,760 |
Page 42 of 44 · 876 trades