CIK 0000820027 · Large accelerated filer
AMERIPRISE FINANCIAL INC
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- AMP
- Exchange
- NYSE
- Industry
- Investment Advice
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 133180631
- Phone
- 612-671-8001
- Business address
- 1099 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN, 55474
- Former names
- AMERICAN EXPRESS FINANCIAL CORP, AMERICAN EXPRESS FINANCIAL ADVISORS, IDS FINANCIAL CORP/MN/
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2021-01-29 | Hutt John R. Sr Vice Pres and Controller | Grant or award · Employee Stock Option (right to buy) | +1,094 | 1,094 | ||
| 2021-01-29 | MOORE COLIN EVP & Global CIO | Grant or award | +4,604 | 59,165 | ||
| 2021-01-29 | MOORE COLIN EVP & Global CIO | Grant or award · Employee Stock Option (right to buy) | +16,110 | 16,110 | ||
| 2021-01-26 | CRACCHIOLO JAMES M Chairman and CEO | Shares withheld for taxes | −3,088 | $211.27 | $652K | 176,855 |
| 2021-01-26 | Berman Walter Stanley Executive VP and CFO | Shares withheld for taxes | −832 | $211.27 | $176K | 16,928 |
| 2021-01-26 | Sweeney Joseph Edward Pres-AWM Products & Services | Shares withheld for taxes | −352 | $211.27 | $74K | 17,656 |
| 2021-01-26 | TRUSCOTT WILLIAM F CEO, Global Asset Management | Shares withheld for taxes | −559 | $211.27 | $118K | 13,789 |
| 2021-01-26 | THISSEN KAREN WILSON Executive VP and GC | Shares withheld for taxes | −180 | $211.27 | $38K | 12,852 |
| 2021-01-26 | Woerner John Robert Pres Ins & Chief Strat Officer | Shares withheld for taxes | −380 | $211.27 | $80K | 27,022 |
| 2021-01-26 | Hutt John R. Sr Vice Pres and Controller | Shares withheld for taxes | −41 | $211.27 | $9K | 1,937 |
| 2021-01-26 | Smyth Gerard P. EVP Technology and CIO | Shares withheld for taxes | −45 | $211.27 | $10K | 8,259 |
| 2021-01-26 | MOORE COLIN EVP & Global CIO | Shares withheld for taxes | −400 | $211.27 | $85K | 54,561 |
| 2020-12-03 | Hutt John R. Sr Vice Pres and Controller | Sale | −302 | $196.12 | $59K | 1,978 |
| 2020-12-03 | Sweeney Joseph Edward Pres-AWM Products & Services | Option exercise | +27,466 | $128.76 | $3.5M | 47,574 |
| 2020-12-03 | Sweeney Joseph Edward Pres-AWM Products & Services | Shares withheld for taxes | −22,592 | $193.44 | $4.4M | 24,982 |
| 2020-12-03 | Sweeney Joseph Edward Pres-AWM Products & Services | Sale | −6,974 | $195.30 | $1.4M | 18,008 |
| 2020-12-03 | Sweeney Joseph Edward Pres-AWM Products & Services | Option exercise · Employee Stock Option (right to buy) | −27,466 | 0 | ||
| 2020-11-30 | Berman Walter Stanley Executive VP and CFO | Option exercise | +40,000 | $128.76 | $5.2M | 57,760 |
| 2020-11-30 | Berman Walter Stanley Executive VP and CFO | Shares withheld for taxes | −33,367 | $190.75 | $6.4M | 24,393 |
| 2020-11-30 | Berman Walter Stanley Executive VP and CFO | Sale | −6,633 | $186.69 | $1.2M | 17,760 |
Page 41 of 44 · 876 trades