CIK 0000820027 · Large accelerated filer
AMERIPRISE FINANCIAL INC
Sign in to watch- Ticker
- AMP
- Exchange
- NYSE
- Industry
- Investment Advice
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 133180631
- Phone
- 612-671-8001
- Business address
- 1099 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN, 55474
- Former names
- AMERICAN EXPRESS FINANCIAL CORP, AMERICAN EXPRESS FINANCIAL ADVISORS, IDS FINANCIAL CORP/MN/
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2021-01-31 | Woerner John Robert Pres Ins & Chief Strat Officer | Shares withheld for taxes | −352 | $197.87 | $70K | 29,131 |
| 2021-01-31 | Hutt John R. Sr Vice Pres and Controller | Shares withheld for taxes | −64 | $197.87 | $13K | 2,409 |
| 2021-01-31 | MOORE COLIN EVP & Global CIO | Shares withheld for taxes | −404 | $197.87 | $80K | 58,761 |
| 2021-01-29 | Smyth Gerard P. EVP Technology and CIO | Option exercise | +3,923 | $87.79 | $344K | 12,182 |
| 2021-01-29 | Smyth Gerard P. EVP Technology and CIO | Shares withheld for taxes | −2,382 | $206.66 | $492K | 9,800 |
| 2021-01-29 | Smyth Gerard P. EVP Technology and CIO | Grant or award | +742 | 10,542 | ||
| 2021-01-29 | Smyth Gerard P. EVP Technology and CIO | Option exercise · Employee Stock Option (right to buy) | −3,923 | 0 | ||
| 2021-01-29 | Smyth Gerard P. EVP Technology and CIO | Grant or award · Employee Stock Option (right to buy) | +2,578 | 2,578 | ||
| 2021-01-29 | TRUSCOTT WILLIAM F CEO, Global Asset Management | Grant or award | +5,225 | 19,014 | ||
| 2021-01-29 | TRUSCOTT WILLIAM F CEO, Global Asset Management | Grant or award · Employee Stock Option (right to buy) | +18,276 | 18,276 | ||
| 2021-01-29 | CRACCHIOLO JAMES M Chairman and CEO | Grant or award | +17,733 | 194,588 | ||
| 2021-01-29 | CRACCHIOLO JAMES M Chairman and CEO | Grant or award · Employee Stock Option (right to buy) | +52,415 | 52,415 | ||
| 2021-01-29 | Berman Walter Stanley Executive VP and CFO | Grant or award · Employee Stock Option (right to buy) | +23,206 | 23,206 | ||
| 2021-01-29 | Sweeney Joseph Edward Pres-AWM Products & Services | Grant or award | +3,234 | 20,890 | ||
| 2021-01-29 | Sweeney Joseph Edward Pres-AWM Products & Services | Grant or award · Employee Stock Option (right to buy) | +11,324 | 11,324 | ||
| 2021-01-29 | THISSEN KAREN WILSON Executive VP and GC | Grant or award | +1,753 | 14,605 | ||
| 2021-01-29 | THISSEN KAREN WILSON Executive VP and GC | Grant or award · Employee Stock Option (right to buy) | +6,126 | 6,126 | ||
| 2021-01-29 | Woerner John Robert Pres Ins & Chief Strat Officer | Grant or award | +2,461 | 29,483 | ||
| 2021-01-29 | Woerner John Robert Pres Ins & Chief Strat Officer | Grant or award · Employee Stock Option (right to buy) | +8,560 | 8,560 | ||
| 2021-01-29 | Hutt John R. Sr Vice Pres and Controller | Grant or award | +536 | 2,473 |
Page 40 of 44 · 876 trades