CIK 0000820027 · Large accelerated filer
AMERIPRISE FINANCIAL INC
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- AMP
- Exchange
- NYSE
- Industry
- Investment Advice
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 133180631
- Phone
- 612-671-8001
- Business address
- 1099 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN, 55474
- Former names
- AMERICAN EXPRESS FINANCIAL CORP, AMERICAN EXPRESS FINANCIAL ADVISORS, IDS FINANCIAL CORP/MN/
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2026-04-29 | PELLETIER LIANE J Director | Grant or award · Phantom Stock (Annual) | +441.75 | 624.73 | ||
| 2026-04-28 | WILLIAMS CHRISTOPHER J Director | Grant or award · Phantom Stock (Retainer Deferral) | +43.39 | $475.35 | $21K | 3,875.08 |
| 2026-02-10 | TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT | Sale | −5,000 | $532.08 | $2.7M | 12,149 |
| 2026-02-09 | Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES | Option exercise | +3,428 | $179.84 | $616K | 9,364 |
| 2026-02-09 | Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES | Option exercise | +4,865 | $126.89 | $617K | 14,229 |
| 2026-02-09 | Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES | Shares withheld for taxes | −4,950 | $542.78 | $2.7M | 9,279 |
| 2026-02-09 | Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES | Sale | −4,658 | $542.88 | $2.5M | 4,621 |
| 2026-02-09 | Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES | Option exercise · Employee Stock Option (right to buy) | −3,428 | 0 | ||
| 2026-02-09 | Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES | Option exercise · Employee Stock Option (right to buy) | −4,865 | 0 | ||
| 2026-02-06 | Brockman Dawn M. SVP AND CONTROLLER | Grant or award · Phantom Stock | +8.66 | $542.99 | $5K | 299.52 |
| 2026-02-05 | Berman Walter Stanley EXECUTIVE VP AND CFO | Sale | −7,000 | $544.22 | $3.8M | 5,609 |
| 2026-02-04 | CRACCHIOLO JAMES M CHAIRMAN AND CEO | Sale | −7,136 | $540.11 | $3.9M | 149,310 |
| 2026-02-04 | CRACCHIOLO JAMES M CHAIRMAN AND CEO | Sale | −4,235 | $541.46 | $2.3M | 145,075 |
| 2026-02-04 | CRACCHIOLO JAMES M CHAIRMAN AND CEO | Sale | −5,643 | $542.78 | $3.1M | 139,432 |
| 2026-02-04 | CRACCHIOLO JAMES M CHAIRMAN AND CEO | Sale | −4,507 | $543.88 | $2.5M | 134,925 |
| 2026-02-04 | CRACCHIOLO JAMES M CHAIRMAN AND CEO | Sale | −6,886 | $545.04 | $3.8M | 128,039 |
| 2026-02-04 | CRACCHIOLO JAMES M CHAIRMAN AND CEO | Sale | −1,782 | $545.76 | $973K | 126,257 |
| 2026-02-04 | CRACCHIOLO JAMES M CHAIRMAN AND CEO | Sale | −2,928 | $547.51 | $1.6M | 123,329 |
| 2026-02-04 | CRACCHIOLO JAMES M CHAIRMAN AND CEO | Sale | −15,696 | $548.61 | $8.6M | 107,633 |
| 2026-02-03 | WILLIAMS CHRISTOPHER J Director | Grant or award · Phantom Stock (Retainer Deferral) | +38.91 | $530.05 | $21K | 3,818.7 |
Page 4 of 33 · 642 trades