CIK 0000820027 · Large accelerated filer
AMERIPRISE FINANCIAL INC
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- AMP
- Exchange
- NYSE
- Industry
- Investment Advice
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 133180631
- Phone
- 612-671-8001
- Business address
- 1099 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN, 55474
- Former names
- AMERICAN EXPRESS FINANCIAL CORP, AMERICAN EXPRESS FINANCIAL ADVISORS, IDS FINANCIAL CORP/MN/
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2021-02-03 | TRUSCOTT WILLIAM F CEO, Global Asset Management | Option exercise | +58,874 | $128.76 | $7.6M | 72,800 |
| 2021-02-03 | TRUSCOTT WILLIAM F CEO, Global Asset Management | Shares withheld for taxes | −46,872 | $205.09 | $9.6M | 13,926 |
| 2021-02-03 | TRUSCOTT WILLIAM F CEO, Global Asset Management | Sale | −12,002 | $203.61 | $2.4M | 32,447 |
| 2021-02-03 | TRUSCOTT WILLIAM F CEO, Global Asset Management | Option exercise · Employee Stock Option (right to buy) | −58,874 | 0 | ||
| 2021-02-01 | WILLIAMS CHRISTOPHER J Director | Grant or award · Phantom Stock (Retainer Deferral) | +200.84 | $200.84 | $40K | 1,870.99 |
| 2021-02-01 | CRACCHIOLO JAMES M Chairman and CEO | Shares withheld for taxes | −5,459 | $200.84 | $1.1M | 185,790 |
| 2021-02-01 | Sweeney Joseph Edward Pres-AWM Products & Services | Shares withheld for taxes | −549 | $200.84 | $110K | 19,950 |
| 2021-02-01 | Berman Walter Stanley Executive VP and CFO | Shares withheld for taxes | −1,765 | $200.84 | $354K | 20,888 |
| 2021-02-01 | Woerner John Robert Pres Ins & Chief Strat Officer | Shares withheld for taxes | −511 | $200.84 | $103K | 28,620 |
| 2021-02-01 | Hutt John R. Sr Vice Pres and Controller | Shares withheld for taxes | −73 | $200.84 | $15K | 2,336 |
| 2021-02-01 | Smyth Gerard P. EVP Technology and CIO | Shares withheld for taxes | −75 | $200.84 | $15K | 10,387 |
| 2021-02-01 | MOORE COLIN EVP & Global CIO | Shares withheld for taxes | −986 | $200.84 | $198K | 57,775 |
| 2021-02-01 | THISSEN KAREN WILSON Executive VP and GC | Shares withheld for taxes | −310 | $200.84 | $62K | 14,078 |
| 2021-02-01 | TRUSCOTT WILLIAM F CEO, Global Asset Management | Shares withheld for taxes | −1,155 | $200.84 | $232K | 13,926 |
| 2021-01-31 | Smyth Gerard P. EVP Technology and CIO | Shares withheld for taxes | −80 | $197.87 | $16K | 10,462 |
| 2021-01-31 | TRUSCOTT WILLIAM F CEO, Global Asset Management | Shares withheld for taxes | −588 | $197.87 | $116K | 16,899 |
| 2021-01-31 | CRACCHIOLO JAMES M Chairman and CEO | Shares withheld for taxes | −3,339 | $197.87 | $661K | 191,249 |
| 2021-01-31 | Berman Walter Stanley Executive VP and CFO | Shares withheld for taxes | −905 | $197.87 | $179K | 22,653 |
| 2021-01-31 | Sweeney Joseph Edward Pres-AWM Products & Services | Shares withheld for taxes | −391 | $197.87 | $77K | 20,499 |
| 2021-01-31 | THISSEN KAREN WILSON Executive VP and GC | Shares withheld for taxes | −217 | $197.87 | $43K | 14,388 |
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