CIK 0000820027 · Large accelerated filer
AMERIPRISE FINANCIAL INC
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- AMP
- Exchange
- NYSE
- Industry
- Investment Advice
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 133180631
- Phone
- 612-671-8001
- Business address
- 1099 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN, 55474
- Former names
- AMERICAN EXPRESS FINANCIAL CORP, AMERICAN EXPRESS FINANCIAL ADVISORS, IDS FINANCIAL CORP/MN/
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2021-02-05 | THISSEN KAREN WILSON Executive VP and GC | Grant or award | +5,043 | 19,121 | ||
| 2021-02-05 | THISSEN KAREN WILSON Executive VP and GC | Shares withheld for taxes | −2,184 | $211.06 | $461K | 16,937 |
| 2021-02-05 | TRUSCOTT WILLIAM F CEO, Global Asset Management | Grant or award | +20,242 | 34,168 | ||
| 2021-02-05 | TRUSCOTT WILLIAM F CEO, Global Asset Management | Shares withheld for taxes | −9,074 | $211.06 | $1.9M | 13,926 |
| 2021-02-03 | MOORE COLIN EVP & Global CIO | Option exercise | +51,958 | $107.61 | $5.6M | 109,733 |
| 2021-02-03 | MOORE COLIN EVP & Global CIO | Option exercise | +54,655 | $128.76 | $7.0M | 164,388 |
| 2021-02-03 | MOORE COLIN EVP & Global CIO | Option exercise | +36,754 | $87.79 | $3.2M | 201,142 |
| 2021-02-03 | MOORE COLIN EVP & Global CIO | Option exercise | +32,641 | $123.37 | $4.0M | 233,783 |
| 2021-02-03 | MOORE COLIN EVP & Global CIO | Shares withheld for taxes | −131,940 | $205.09 | $27.1M | 101,843 |
| 2021-02-03 | MOORE COLIN EVP & Global CIO | Sale | −8,900 | $201.32 | $1.8M | 92,943 |
| 2021-02-03 | MOORE COLIN EVP & Global CIO | Sale | −26,000 | $202.61 | $5.3M | 66,943 |
| 2021-02-03 | MOORE COLIN EVP & Global CIO | Sale | −9,168 | $203.79 | $1.9M | 57,775 |
| 2021-02-03 | MOORE COLIN EVP & Global CIO | Option exercise · Employee Stock Option (right to buy) | −51,958 | 0 | ||
| 2021-02-03 | MOORE COLIN EVP & Global CIO | Option exercise · Employee Stock Option (right to buy) | −54,655 | 0 | ||
| 2021-02-03 | MOORE COLIN EVP & Global CIO | Option exercise · Employee Stock Option (right to buy) | −36,754 | 0 | ||
| 2021-02-03 | MOORE COLIN EVP & Global CIO | Option exercise · Employee Stock Option (right to buy) | −32,641 | 0 | ||
| 2021-02-03 | THISSEN KAREN WILSON Executive VP and GC | Option exercise | +4,728 | $123.37 | $583K | 18,806 |
| 2021-02-03 | THISSEN KAREN WILSON Executive VP and GC | Shares withheld for taxes | −3,421 | $205.09 | $702K | 15,385 |
| 2021-02-03 | THISSEN KAREN WILSON Executive VP and GC | Sale | −1,307 | $204.94 | $268K | 14,078 |
| 2021-02-03 | THISSEN KAREN WILSON Executive VP and GC | Option exercise · Employee Stock Option (right to buy) | −4,728 | 0 |
Page 38 of 44 · 876 trades