CIK 0000820027 · Large accelerated filer
AMERIPRISE FINANCIAL INC
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- AMP
- Exchange
- NYSE
- Industry
- Investment Advice
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 133180631
- Phone
- 612-671-8001
- Business address
- 1099 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN, 55474
- Former names
- AMERICAN EXPRESS FINANCIAL CORP, AMERICAN EXPRESS FINANCIAL ADVISORS, IDS FINANCIAL CORP/MN/
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2021-02-12 | Smyth Gerard P. EVP Technology and CIO | Grant or award · Phantom Stock | +109.36 | $218.08 | $24K | 590.24 |
| 2021-02-12 | THISSEN KAREN WILSON Executive VP and GC | Grant or award · Phantom Stock | +158.89 | $218.08 | $35K | 1,242.06 |
| 2021-02-12 | Sweeney Joseph Edward Pres-AWM Products & Services | Grant or award · Phantom Stock | +293.47 | $218.08 | $64K | 1,786.04 |
| 2021-02-12 | TRUSCOTT WILLIAM F CEO, Global Asset Management | Grant or award · Phantom Stock | +473.91 | $218.08 | $103K | 2,925.22 |
| 2021-02-11 | THISSEN KAREN WILSON Executive VP and GC | Sale | −3,720 | $214.08 | $796K | 13,217 |
| 2021-02-11 | Sweeney Joseph Edward Pres-AWM Products & Services | Sale | −9,500 | $215.22 | $2.0M | 16,727 |
| 2021-02-10 | Hutt John R. Sr Vice Pres and Controller | Sale | −77 | $216.07 | $17K | 2,259 |
| 2021-02-10 | CRACCHIOLO JAMES M Chairman and CEO | Sale | −41,300 | $215.15 | $8.9M | 182,777 |
| 2021-02-10 | CRACCHIOLO JAMES M Chairman and CEO | Sale | −10,897 | $215.66 | $2.4M | 171,880 |
| 2021-02-09 | Berman Walter Stanley Executive VP and CFO | Sale | −19,000 | $212.09 | $4.0M | 15,343 |
| 2021-02-05 | CRACCHIOLO JAMES M Chairman and CEO | Grant or award | +78,403 | 264,193 | ||
| 2021-02-05 | CRACCHIOLO JAMES M Chairman and CEO | Shares withheld for taxes | −40,116 | $211.06 | $8.5M | 224,077 |
| 2021-02-05 | Berman Walter Stanley Executive VP and CFO | Grant or award | +26,407 | 47,295 | ||
| 2021-02-05 | Berman Walter Stanley Executive VP and CFO | Shares withheld for taxes | −12,952 | $211.06 | $2.7M | 34,343 |
| 2021-02-05 | Sweeney Joseph Edward Pres-AWM Products & Services | Grant or award | +11,901 | 31,851 | ||
| 2021-02-05 | Sweeney Joseph Edward Pres-AWM Products & Services | Shares withheld for taxes | −5,624 | $211.06 | $1.2M | 26,227 |
| 2021-02-05 | Woerner John Robert Pres Ins & Chief Strat Officer | Grant or award | +11,489 | 40,109 | ||
| 2021-02-05 | Woerner John Robert Pres Ins & Chief Strat Officer | Shares withheld for taxes | −5,100 | $211.06 | $1.1M | 35,009 |
| 2021-02-05 | MOORE COLIN EVP & Global CIO | Grant or award | −18,280 | 76,055 | ||
| 2021-02-05 | MOORE COLIN EVP & Global CIO | Shares withheld for taxes | −7,929 | $211.06 | $1.7M | 68,126 |
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