CIK 0000820027 · Large accelerated filer
AMERIPRISE FINANCIAL INC
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- AMP
- Exchange
- NYSE
- Industry
- Investment Advice
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 133180631
- Phone
- 612-671-8001
- Business address
- 1099 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN, 55474
- Former names
- AMERICAN EXPRESS FINANCIAL CORP, AMERICAN EXPRESS FINANCIAL ADVISORS, IDS FINANCIAL CORP/MN/
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2021-04-29 | Woerner John Robert Pres Ins & Chief Strat Officer | Option exercise · Employee Stock Option (right to buy) | −22,809 | 0 | ||
| 2021-04-29 | THISSEN KAREN WILSON Executive VP and GC | Sale | −1,560 | $259.85 | $405K | 11,657 |
| 2021-04-29 | WILLIAMS CHRISTOPHER J Director | Grant or award · Phantom Stock (Retainer Deferral) | +67.09 | $260.84 | $17K | 1,946.88 |
| 2021-04-28 | NEAL BLIXT DIANNE Director | Grant or award · Phantom Stock (Annual) | +584.52 | 9,587.55 | ||
| 2021-04-28 | DiGeso Amy Director | Grant or award · Phantom Stock (Annual) | +584.52 | 9,587.55 | ||
| 2021-04-28 | GREENBERG LON R Director | Grant or award · Phantom Stock (Annual) | +584.52 | 16,383.5 | ||
| 2021-04-28 | NODDLE JEFFREY Director | Grant or award · Phantom Stock (Annual) | +584.52 | 34,633.07 | ||
| 2021-04-28 | Sharpe Robert Francis JR Director | Grant or award · Phantom Stock (Annual) | +584.52 | 34,633.07 | ||
| 2021-04-28 | Shea Brian T Director | Grant or award · Phantom Stock (Annual) | +584.52 | 2,846.04 | ||
| 2021-04-28 | WILLIAMS CHRISTOPHER J Director | Grant or award · Phantom Stock (Annual) | +584.52 | 6,416.2 | ||
| 2021-04-28 | WALTER W EDWARD Director | Grant or award · Phantom Stock (Annual) | +584.52 | 4,131.3 | ||
| 2021-02-17 | THISSEN KAREN WILSON Executive VP and GC | Option exercise | +8,918 | $126.89 | $1.1M | 22,135 |
| 2021-02-17 | THISSEN KAREN WILSON Executive VP and GC | Shares withheld for taxes | −6,863 | $220.19 | $1.5M | 15,272 |
| 2021-02-17 | THISSEN KAREN WILSON Executive VP and GC | Sale | −2,055 | $219.20 | $450K | 13,217 |
| 2021-02-17 | THISSEN KAREN WILSON Executive VP and GC | Option exercise · Employee Stock Option (right to buy) | −8,918 | 4,459 | ||
| 2021-02-16 | TRUSCOTT WILLIAM F CEO, Global Asset Management | Gift | −9,182 | 34,433 | ||
| 2021-02-12 | Berman Walter Stanley Executive VP and CFO | Grant or award · Phantom Stock | +601.61 | $218.08 | $131K | 28,355.39 |
| 2021-02-12 | CRACCHIOLO JAMES M Chairman and CEO | Grant or award · Phantom Stock | +1,286.68 | $218.08 | $281K | 94,001.91 |
| 2021-02-12 | Hutt John R. Sr Vice Pres and Controller | Grant or award · Phantom Stock | +74.74 | $218.08 | $16K | 699.85 |
| 2021-02-12 | Woerner John Robert Pres Ins & Chief Strat Officer | Grant or award · Phantom Stock | +149.33 | $218.08 | $33K | 1,519.65 |
Page 36 of 44 · 876 trades