CIK 0000820027 · Large accelerated filer
AMERIPRISE FINANCIAL INC
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- AMP
- Exchange
- NYSE
- Industry
- Investment Advice
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 133180631
- Phone
- 612-671-8001
- Business address
- 1099 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN, 55474
- Former names
- AMERICAN EXPRESS FINANCIAL CORP, AMERICAN EXPRESS FINANCIAL ADVISORS, IDS FINANCIAL CORP/MN/
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2021-08-03 | MOORE COLIN EVP & Global CIO | Gift | −777 | 67,349 | ||
| 2021-07-29 | WILLIAMS CHRISTOPHER J Director | Grant or award · Phantom Stock (Retainer Deferral) | +67.51 | $259.21 | $17K | 2,023.04 |
| 2021-07-02 | Sweeney Joseph Edward Pres-AWM Products & Services | Option exercise | +554.18 | 17,281.18 | ||
| 2021-07-02 | Sweeney Joseph Edward Pres-AWM Products & Services | Shares withheld for taxes | −252.18 | $250.92 | $63K | 17,029 |
| 2021-07-02 | Sweeney Joseph Edward Pres-AWM Products & Services | Option exercise · Phantom Stock | −554.18 | 1,248.16 | ||
| 2021-07-02 | TRUSCOTT WILLIAM F CEO, Global Asset Management | Option exercise | +942.18 | 14,868.18 | ||
| 2021-07-02 | TRUSCOTT WILLIAM F CEO, Global Asset Management | Shares withheld for taxes | −400.18 | $250.92 | $100K | 13,926 |
| 2021-07-02 | TRUSCOTT WILLIAM F CEO, Global Asset Management | Option exercise · Phantom Stock | −942.18 | 2,099.79 | ||
| 2021-07-02 | Woerner John Robert Pres Ins & Chief Strat Officer | Option exercise | +534.59 | 27,850.59 | ||
| 2021-07-02 | Woerner John Robert Pres Ins & Chief Strat Officer | Shares withheld for taxes | −231.59 | $250.92 | $58K | 27,619 |
| 2021-07-02 | Woerner John Robert Pres Ins & Chief Strat Officer | Option exercise · Phantom Stock | −534.59 | 998.9 | ||
| 2021-04-29 | Smyth Gerard P. EVP & CIO | Sale | −974 | $259.53 | $253K | 9,020 |
| 2021-04-29 | Smyth Gerard P. EVP Technology and CIO | Option exercise | +3,582 | $128.76 | $461K | 13,969 |
| 2021-04-29 | Smyth Gerard P. EVP Technology and CIO | Shares withheld for taxes | −2,612 | $256.62 | $670K | 11,357 |
| 2021-04-29 | Smyth Gerard P. EVP Technology and CIO | Sale | −970 | $259.64 | $252K | 10,387 |
| 2021-04-29 | Smyth Gerard P. EVP Technology and CIO | Option exercise · Employee Stock Option (right to buy) | −3,582 | 0 | ||
| 2021-04-29 | Woerner John Robert Pres Ins & Chief Strat Officer | Option exercise | +22,809 | $128.76 | $2.9M | 57,818 |
| 2021-04-29 | Woerner John Robert Pres Ins & Chief Strat Officer | Shares withheld for taxes | −16,546 | $260.00 | $4.3M | 41,272 |
| 2021-04-29 | Woerner John Robert Pres Ins & Chief Strat Officer | Sale | −7,693 | $257.76 | $2.0M | 33,579 |
| 2021-04-29 | Woerner John Robert Pres Ins & Chief Strat Officer | Sale | −6,263 | $260.00 | $1.6M | 27,316 |
Page 35 of 44 · 876 trades