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CIK 0000820027 · Large accelerated filer

AMERIPRISE FINANCIAL INC

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Ticker
AMP
Exchange
NYSE
Industry
Investment Advice
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
133180631
Phone
612-671-8001
Business address
1099 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN, 55474
Former names
AMERICAN EXPRESS FINANCIAL CORP, AMERICAN EXPRESS FINANCIAL ADVISORS, IDS FINANCIAL CORP/MN/
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2021-10-29 CRACCHIOLO JAMES M Chairman and CEO Shares withheld for taxes −77,702 $305.30 $23.7M 202,512
2021-10-29 CRACCHIOLO JAMES M Chairman and CEO Sale −16,101 $304.43 $4.9M 186,411
2021-10-29 CRACCHIOLO JAMES M Chairman and CEO Sale −14,531 $302.83 $4.4M 171,880
2021-10-29 CRACCHIOLO JAMES M Chairman and CEO Option exercise · Employee Stock Option (right to buy) −108,334 0
2021-10-28 Berman Walter Stanley Executive VP and CFO Option exercise +20,506 $128.76 $2.6M 35,849
2021-10-28 Berman Walter Stanley Executive VP and CFO Option exercise +37,723 $123.37 $4.7M 73,572
2021-10-28 Berman Walter Stanley Executive VP and CFO Shares withheld for taxes −42,243 $302.46 $12.8M 31,329
2021-10-28 Berman Walter Stanley Executive VP and CFO Sale −15,986 $302.37 $4.8M 15,343
2021-10-28 Berman Walter Stanley Executive VP and CFO Option exercise · Employee Stock Option (right to buy) −20,506 0
2021-10-28 Berman Walter Stanley Executive VP and CFO Option exercise · Employee Stock Options (right to buy) −37,723 0
2021-09-20 GREENBERG LON R Director Gift −2,500 5,500
2021-08-26 TRUSCOTT WILLIAM F CEO, Global Asset Management Option exercise +53,129 $87.79 $4.7M 67,055
2021-08-26 TRUSCOTT WILLIAM F CEO, Global Asset Management Shares withheld for taxes −33,607 $271.80 $9.1M 13,926
2021-08-26 TRUSCOTT WILLIAM F CEO, Global Asset Management Sale −19,522 $271.39 $5.3M 30,949
2021-08-26 TRUSCOTT WILLIAM F CEO, Global Asset Management Option exercise · Employee Stock Option (right to buy) −53,129 0
2021-08-24 TRUSCOTT WILLIAM F CEO, Global Asset Management Gift −4,026 30,949
2021-08-09 Sweeney Joseph Edward Pres-AWM Products & Services Option exercise +26,711 $87.79 $2.3M 43,740
2021-08-09 Sweeney Joseph Edward Pres-AWM Products & Services Shares withheld for taxes −17,801 $265.91 $4.7M 25,939
2021-08-09 Sweeney Joseph Edward Pres-AWM Products & Services Sale −11,210 $265.52 $3.0M 14,729
2021-08-09 Sweeney Joseph Edward Pres-AWM Products & Services Option exercise · Employee Stock Option (right to buy) −26,711 0

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