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CIK 0000820027 · Large accelerated filer

AMERIPRISE FINANCIAL INC

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Ticker
AMP
Exchange
NYSE
Industry
Investment Advice
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
133180631
Phone
612-671-8001
Business address
1099 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN, 55474
Former names
AMERICAN EXPRESS FINANCIAL CORP, AMERICAN EXPRESS FINANCIAL ADVISORS, IDS FINANCIAL CORP/MN/
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2022-01-29 THISSEN KAREN WILSON Executive VP and GC Shares withheld for taxes −165 $298.09 $49K 10,897
2022-01-29 CRACCHIOLO JAMES M Chairman and CEO Shares withheld for taxes −2,384 $298.09 $711K 182,143
2022-01-29 Smyth Gerard P. EVP Technology and CIO Shares withheld for taxes −70 $298.09 $21K 11,222
2022-01-29 TRUSCOTT WILLIAM F CEO, Global Asset Management Shares withheld for taxes −471 $298.09 $140K 15,581
2022-01-29 Hutt John R. Sr Vice Pres and Controller Shares withheld for taxes −64 $298.09 $19K 3,214
2022-01-29 Sweeney Joseph Edward Pres-AWM Products & Services Shares withheld for taxes −356 $298.09 $106K 16,365
2022-01-28 THISSEN KAREN WILSON Executive VP and GC Grant or award +905 11,062
2022-01-28 THISSEN KAREN WILSON Executive VP and GC Grant or award · Employee Stock Option (right to buy) +2,857 2,857
2022-01-28 CRACCHIOLO JAMES M Chairman and CEO Grant or award +12,647 184,527
2022-01-28 CRACCHIOLO JAMES M Chairman and CEO Grant or award · Employee Stock Option (right to buy) +33,919 33,919
2022-01-28 Smyth Gerard P. EVP Technology and CIO Grant or award +905 11,292
2022-01-28 Smyth Gerard P. EVP Technology and CIO Grant or award · Employee Stock Option (right to buy) +2,857 2,857
2022-01-28 TRUSCOTT WILLIAM F CEO, Global Asset Management Grant or award +3,396 17,322
2022-01-28 TRUSCOTT WILLIAM F CEO, Global Asset Management Grant or award · Employee Stock Option (right to buy) +10,716 10,716
2022-01-28 Hutt John R. Sr Vice Pres and Controller Grant or award +356 3,278
2022-01-28 Hutt John R. Sr Vice Pres and Controller Grant or award · Employee Stock Option (right to buy) +659 659
2022-01-28 Sweeney Joseph Edward Pres-AWM Products & Services Grant or award +1,992 16,721
2022-01-28 Sweeney Joseph Edward Pres-AWM Products & Services Grant or award · Employee Stock Option (right to buy) +6,286 6,286
2021-04-29 Smyth Gerard P. EVP & CIO Sale −974 $259.53 $253K 9,020
2019-07-05 Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES Grant or award +413 11,873

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