CIK 0000820027 · Large accelerated filer
AMERIPRISE FINANCIAL INC
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- AMP
- Exchange
- NYSE
- Industry
- Investment Advice
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 133180631
- Phone
- 612-671-8001
- Business address
- 1099 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN, 55474
- Former names
- AMERICAN EXPRESS FINANCIAL CORP, AMERICAN EXPRESS FINANCIAL ADVISORS, IDS FINANCIAL CORP/MN/
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2022-02-11 | CRACCHIOLO JAMES M Chairman and CEO | Grant or award · Phantom Stock | +1,113.9 | $304.00 | $339K | 96,746.49 |
| 2022-02-11 | TRUSCOTT WILLIAM F CEO, Global Asset Management | Grant or award · Phantom Stock | +503.29 | $304.00 | $153K | 2,529.38 |
| 2022-02-11 | Hutt John R. Sr Vice Pres and Controller | Grant or award · Phantom Stock | +65.79 | $304.00 | $20K | 777.68 |
| 2022-02-11 | Smyth Gerard P. EVP Technology and CIO | Grant or award · Phantom Stock | +193.42 | $304.00 | $59K | 793.83 |
| 2022-02-11 | Woerner John Robert Pres Ins & Chief Strat Officer | Grant or award · Phantom Stock | +98.68 | $304.00 | $30K | 1,105.68 |
| 2022-02-10 | Hutt John R. Sr Vice Pres and Controller | Option exercise | +2,825 | $87.79 | $248K | 5,913 |
| 2022-02-10 | Hutt John R. Sr Vice Pres and Controller | Shares withheld for taxes | −1,540 | $322.53 | $497K | 4,373 |
| 2022-02-10 | Hutt John R. Sr Vice Pres and Controller | Sale | −1,285 | $323.02 | $415K | 3,088 |
| 2022-02-10 | Hutt John R. Sr Vice Pres and Controller | Option exercise · Employee Stock Option (right to buy) | −2,825 | 0 | ||
| 2022-02-09 | Berman Walter Stanley Executive VP and CFO | Sale | −7,000 | $319.37 | $2.2M | 19,462 |
| 2022-02-07 | Berman Walter Stanley Executive VP and CFO | Sale | −5,000 | $311.00 | $1.6M | 26,462 |
| 2022-02-02 | THISSEN KAREN WILSON Executive VP and GC | Grant or award | +8,620 | 19,029 | ||
| 2022-02-02 | THISSEN KAREN WILSON Executive VP and GC | Shares withheld for taxes | −3,806 | $313.21 | $1.2M | 15,223 |
| 2022-02-02 | CRACCHIOLO JAMES M Chairman and CEO | Grant or award | +89,829 | 263,176 | ||
| 2022-02-02 | CRACCHIOLO JAMES M Chairman and CEO | Shares withheld for taxes | −45,957 | $313.21 | $14.4M | 217,219 |
| 2022-02-02 | Berman Walter Stanley Executive VP and CFO | Grant or award | +32,229 | 47,929 | ||
| 2022-02-02 | Berman Walter Stanley Executive VP and CFO | Shares withheld for taxes | −16,467 | $313.21 | $5.2M | 31,462 |
| 2022-02-02 | Sweeney Joseph Edward Pres-AWM Products & Services | Grant or award | +15,771 | 30,963 | ||
| 2022-02-02 | Sweeney Joseph Edward Pres-AWM Products & Services | Shares withheld for taxes | −7,842 | $313.21 | $2.5M | 23,121 |
| 2022-02-02 | Woerner John Robert Pres Ins & Chief Strat Officer | Grant or award | +14,227 | 40,655 |
Page 30 of 33 · 642 trades