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CIK 0000820027 · Large accelerated filer

AMERIPRISE FINANCIAL INC

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Ticker
AMP
Exchange
NYSE
Industry
Investment Advice
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
133180631
Phone
612-671-8001
Business address
1099 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN, 55474
Former names
AMERICAN EXPRESS FINANCIAL CORP, AMERICAN EXPRESS FINANCIAL ADVISORS, IDS FINANCIAL CORP/MN/
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2026-07-09 Williams William Jerryl Pres, Wealth Mgmt Advisor Grp Option exercise +53.98 17,296.91
2026-07-09 Williams William Jerryl Pres, Wealth Mgmt Advisor Grp Shares withheld for taxes −23.98 $500.16 $12K 17,272.93
2026-07-09 Williams William Jerryl Pres, Wealth Mgmt Advisor Grp Option exercise · Phantom Stock −53.98 15,061.43
2026-07-09 TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT Option exercise +391.64 5,185.64
2026-07-09 TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT Shares withheld for taxes −180.64 $500.16 $90K 4,794
2026-07-09 TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT Option exercise · Phantom Stock −391.64 639.12
2026-07-09 HUNTER PETRUZILLO KELLI A. Exec VP of Human Resources Option exercise +207.19 4,306.19
2026-07-09 HUNTER PETRUZILLO KELLI A. Exec VP of Human Resources Shares withheld for taxes −98.19 $500.16 $49K 4,208
2026-07-09 HUNTER PETRUZILLO KELLI A. Exec VP of Human Resources Option exercise · Phantom Stock −207.19 1,109.23
2026-05-14 Smyth Gerard P. EVP & Hd. of Tech. & Serv. Del Option exercise +2,221 $165.41 $367K 13,795
2026-05-14 Smyth Gerard P. EVP & Hd. of Tech. & Serv. Del Shares withheld for taxes −1,437 $471.22 $677K 12,358
2026-05-14 Smyth Gerard P. EVP & Hd. of Tech. & Serv. Del Sale −6,255 $472.52 $3.0M 6,103
2026-05-14 Smyth Gerard P. EVP & Hd. of Tech. & Serv. Del Option exercise · Employee Stock Option (right to buy) −2,221 0
2026-05-08 Sharpe Robert Francis JR Director Sale −1,200 $465.83 $559K 6,300
2026-04-29 Shea Brian T Director Grant or award · Phantom Stock (Annual) +441.75 5,863.17
2026-04-29 Sharpe Robert Francis JR Director Grant or award · Phantom Stock (Annual) +441.75 40,092.31
2026-04-29 DiGeso Amy Director Grant or award · Phantom Stock (Annual) +441.75 13,122.61
2026-04-29 BRYAN GLYNIS Director Grant or award · Phantom Stock (Annual) +441.75 960.62
2026-04-29 WILLIAMS CHRISTOPHER J Director Grant or award · Phantom Stock (Annual) +441.75 9,707.62
2026-04-29 NEAL BLIXT DIANNE Director Grant or award · Phantom Stock (Annual) +441.75 13,122.61

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