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CIK 0000820027 · Large accelerated filer

AMERIPRISE FINANCIAL INC

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Ticker
AMP
Exchange
NYSE
Industry
Investment Advice
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
133180631
Phone
612-671-8001
Business address
1099 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN, 55474
Former names
AMERICAN EXPRESS FINANCIAL CORP, AMERICAN EXPRESS FINANCIAL ADVISORS, IDS FINANCIAL CORP/MN/
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2022-04-27 DiGeso Amy Director Grant or award · Phantom Stock (Annual) +713.72 10,458.55
2022-04-27 WILLIAMS CHRISTOPHER J Director Grant or award · Phantom Stock (Annual) +713.72 7,235.18
2022-03-28 Berman Walter Stanley EXECUTIVE VP AND CFO Sale −8,711 $312.01 $2.7M 10,751
2022-03-25 CRACCHIOLO JAMES M CHAIRMAN AND CEO Sale −32,050 $313.83 $10.1M 185,169
2022-03-25 CRACCHIOLO JAMES M CHAIRMAN AND CEO Sale −24,572 $314.60 $7.7M 160,597
2022-03-25 Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES Option exercise +5,061 $87.79 $444K 12,778
2022-03-25 Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES Shares withheld for taxes −3,017 $314.37 $948K 9,761
2022-03-25 Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES Sale −2,044 $314.30 $642K 7,717
2022-03-25 Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES Option exercise · Employee Stock Option (right to buy) −5,061 0
2022-02-14 TRUSCOTT WILLIAM F CEO, Global Asset Management Sale −5,500 $304.43 $1.7M 28,363
2022-02-14 TRUSCOTT WILLIAM F CEO, Global Asset Management Sale −10,500 $305.44 $3.2M 17,863
2022-02-11 Sweeney Joseph Edward Pres-AWM Products & Services Sale −8,181 $315.04 $2.6M 14,940
2022-02-11 Sweeney Joseph Edward Pres-AWM Products & Services Sale −4,800 $316.15 $1.5M 10,140
2022-02-11 Sweeney Joseph Edward Pres-AWM Products & Services Grant or award · Phantom Stock +293.59 $304.00 $89K 1,551.87
2022-02-11 THISSEN KAREN WILSON Executive VP and GC Option exercise +4,459 $126.89 $566K 19,682
2022-02-11 THISSEN KAREN WILSON Executive VP and GC Shares withheld for taxes −3,015 $313.75 $946K 16,667
2022-02-11 THISSEN KAREN WILSON Executive VP and GC Sale −6,444 $313.88 $2.0M 10,223
2022-02-11 THISSEN KAREN WILSON Executive VP and GC Option exercise · Employee Stock Option (right to buy) −4,459 0
2022-02-11 THISSEN KAREN WILSON Executive VP and GC Grant or award · Phantom Stock +193.42 $304.00 $59K 1,456.97
2022-02-11 Berman Walter Stanley Executive VP and CFO Grant or award · Phantom Stock +546.88 $304.00 $166K 29,394.08

Page 29 of 33 · 642 trades