CIK 0000820027 · Large accelerated filer
AMERIPRISE FINANCIAL INC
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- AMP
- Exchange
- NYSE
- Industry
- Investment Advice
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 133180631
- Phone
- 612-671-8001
- Business address
- 1099 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN, 55474
- Former names
- AMERICAN EXPRESS FINANCIAL CORP, AMERICAN EXPRESS FINANCIAL ADVISORS, IDS FINANCIAL CORP/MN/
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2022-11-15 | Berman Walter Stanley EXECUTIVE VP AND CFO | Sale | −8,700 | $327.64 | $2.9M | 14,034 |
| 2022-11-15 | Berman Walter Stanley EXECUTIVE VP AND CFO | Sale | −3,283 | $328.29 | $1.1M | 10,751 |
| 2022-11-15 | Berman Walter Stanley EXECUTIVE VP AND CFO | Option exercise · Employee Stock Option (right to buy) | −40,000 | 10,025 | ||
| 2022-10-28 | Pimentel Armando Jr Director | Grant or award · Phantom Stock (Annual) | +371.86 | $312.17 | $116K | 371.86 |
| 2022-10-28 | WILLIAMS CHRISTOPHER J Director | Grant or award · Phantom Stock (Retainer Deferral) | +124.13 | $312.17 | $39K | 2,673.23 |
| 2022-08-31 | TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT | Gift | −3,800 | 14,597 | ||
| 2022-08-26 | Sharpe Robert Francis JR Director | Sale | −1,000 | $277.01 | $277K | 16,500 |
| 2022-07-27 | WILLIAMS CHRISTOPHER J Director | Grant or award · Phantom Stock (Retainer Deferral) | +151.06 | $256.52 | $39K | 2,537.96 |
| 2022-06-30 | TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT | Option exercise | +938.5 | 11,429.5 | ||
| 2022-06-30 | TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT | Shares withheld for taxes | −404.5 | $237.68 | $96K | 10,491 |
| 2022-06-30 | TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT | Option exercise · Phantom Stock | −938.5 | 1,612.75 | ||
| 2022-06-30 | Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES | Option exercise | +583.78 | 10,723.78 | ||
| 2022-06-30 | Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES | Shares withheld for taxes | −267.78 | $237.68 | $64K | 10,456 |
| 2022-06-30 | Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES | Option exercise · Phantom Stock | −583.78 | 981.49 | ||
| 2022-04-28 | WILLIAMS CHRISTOPHER J Director | Grant or award · Phantom Stock (Retainer Deferral) | +141.99 | $272.91 | $39K | 2,375.3 |
| 2022-04-27 | NEAL BLIXT DIANNE Director | Grant or award · Phantom Stock (Annual) | +713.72 | 10,458.55 | ||
| 2022-04-27 | Shea Brian T Director | Grant or award · Phantom Stock (Annual) | +713.72 | 3,606.45 | ||
| 2022-04-27 | Sharpe Robert Francis JR Director | Grant or award · Phantom Stock (Annual) | +713.72 | 35,914.95 | ||
| 2022-04-27 | WALTER W EDWARD Director | Grant or award · Phantom Stock (Annual) | +713.72 | 4,912.8 | ||
| 2022-04-27 | GREENBERG LON R Director | Grant or award · Phantom Stock (Annual) | +713.72 | 17,365.99 |
Page 28 of 33 · 642 trades