CIK 0000820027 · Large accelerated filer
AMERIPRISE FINANCIAL INC
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- AMP
- Exchange
- NYSE
- Industry
- Investment Advice
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 133180631
- Phone
- 612-671-8001
- Business address
- 1099 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN, 55474
- Former names
- AMERICAN EXPRESS FINANCIAL CORP, AMERICAN EXPRESS FINANCIAL ADVISORS, IDS FINANCIAL CORP/MN/
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2023-01-27 | Davies William EXECUTIVE VP, GLOBAL CIO | Grant or award | +2,766 | 26,021.58 | ||
| 2022-12-27 | Brockman Dawn M. INTERIM CONTROLLER AND PAO | Sale | −410 | $310.63 | $127K | 875 |
| 2022-11-23 | MELLOH HEATHER J. EVP AND GENERAL COUNSEL | Option exercise | +1,541 | $126.89 | $196K | 4,233 |
| 2022-11-23 | MELLOH HEATHER J. EVP AND GENERAL COUNSEL | Shares withheld for taxes | −880 | $332.54 | $293K | 3,353 |
| 2022-11-23 | MELLOH HEATHER J. EVP AND GENERAL COUNSEL | Sale | −165 | $332.63 | $55K | 3,188 |
| 2022-11-23 | MELLOH HEATHER J. EVP AND GENERAL COUNSEL | Option exercise · Employee Stock Option (right to buy) | −1,541 | 0 | ||
| 2022-11-23 | CRACCHIOLO JAMES M CHAIRMAN AND CEO | Option exercise | +43,135 | $126.89 | $5.5M | 203,732 |
| 2022-11-23 | CRACCHIOLO JAMES M CHAIRMAN AND CEO | Shares withheld for taxes | −30,085 | $333.34 | $10.0M | 173,647 |
| 2022-11-23 | CRACCHIOLO JAMES M CHAIRMAN AND CEO | Sale | −13,050 | $333.02 | $4.3M | 160,597 |
| 2022-11-23 | CRACCHIOLO JAMES M CHAIRMAN AND CEO | Option exercise · Employee Stock Option (right to buy) | −43,135 | 0 | ||
| 2022-11-15 | Sharpe Robert Francis JR Director | Gift | −300 | 3,700 | ||
| 2022-11-15 | Smyth Gerard P. EVP TECHNOLOGY AND CIO | Option exercise | +3,812 | $123.37 | $470K | 11,273 |
| 2022-11-15 | Smyth Gerard P. EVP TECHNOLOGY AND CIO | Option exercise | +2,000 | $126.89 | $254K | 13,273 |
| 2022-11-15 | Smyth Gerard P. EVP TECHNOLOGY AND CIO | Shares withheld for taxes | −3,872 | $322.71 | $1.2M | 9,401 |
| 2022-11-15 | Smyth Gerard P. EVP TECHNOLOGY AND CIO | Sale | −1,940 | $322.02 | $625K | 7,461 |
| 2022-11-15 | Smyth Gerard P. EVP TECHNOLOGY AND CIO | Sale | −2,189 | $327.01 | $716K | 5,272 |
| 2022-11-15 | Smyth Gerard P. EVP TECHNOLOGY AND CIO | Option exercise · Employee Stock Option (right to buy) | −3,812 | 0 | ||
| 2022-11-15 | Smyth Gerard P. EVP TECHNOLOGY AND CIO | Option exercise · Employee Stock Option (right to buy) | −2,000 | 3,433 | ||
| 2022-11-15 | Berman Walter Stanley EXECUTIVE VP AND CFO | Option exercise | +40,000 | $126.89 | $5.1M | 50,751 |
| 2022-11-15 | Berman Walter Stanley EXECUTIVE VP AND CFO | Shares withheld for taxes | −28,017 | $327.06 | $9.2M | 22,734 |
Page 27 of 33 · 642 trades