CIK 0000820027 · Large accelerated filer
AMERIPRISE FINANCIAL INC
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- AMP
- Exchange
- NYSE
- Industry
- Investment Advice
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 133180631
- Phone
- 612-671-8001
- Business address
- 1099 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN, 55474
- Former names
- AMERICAN EXPRESS FINANCIAL CORP, AMERICAN EXPRESS FINANCIAL ADVISORS, IDS FINANCIAL CORP/MN/
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2023-01-27 | TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT | Option exercise · Employee Stock Option (right to buy) | −30,841 | 0 | ||
| 2023-01-27 | TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT | Grant or award · Employee Stock Option (right to buy) | +8,982 | 8,982 | ||
| 2023-01-27 | Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES | Grant or award | +391 | 8,108 | ||
| 2023-01-27 | Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES | Grant or award · Employee Stock Option (right to buy) | +1,151 | 1,151 | ||
| 2023-01-27 | CRACCHIOLO JAMES M CHAIRMAN AND CEO | Grant or award | +13,470 | 174,067 | ||
| 2023-01-27 | CRACCHIOLO JAMES M CHAIRMAN AND CEO | Grant or award · Employee Stock Option (right to buy) | +33,648 | 33,648 | ||
| 2023-01-27 | Berman Walter Stanley EXECUTIVE VP AND CFO | Grant or award | +3,527 | 14,278 | ||
| 2023-01-27 | Berman Walter Stanley EXECUTIVE VP AND CFO | Grant or award · Employee Stock Option (right to buy) | +10,364 | 10,364 | ||
| 2023-01-27 | Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES | Option exercise | +16,938 | $123.37 | $2.1M | 27,394 |
| 2023-01-27 | Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES | Shares withheld for taxes | −11,075 | $348.74 | $3.9M | 16,319 |
| 2023-01-27 | Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES | Sale | −5,863 | $348.79 | $2.0M | 10,456 |
| 2023-01-27 | Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES | Grant or award | +1,959 | 12,415 | ||
| 2023-01-27 | Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES | Option exercise · Employee Stock Option (right to buy) | −16,938 | 0 | ||
| 2023-01-27 | Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES | Grant or award · Employee Stock Option (right to buy) | +5,758 | 5,758 | ||
| 2023-01-27 | Brockman Dawn M. SVP AND CONTROLLER | Grant or award | +175 | 1,050 | ||
| 2023-01-27 | Brockman Dawn M. SVP AND CONTROLLER | Grant or award · Employee Stock Option (right to buy) | +301 | 301 | ||
| 2023-01-27 | MELLOH HEATHER J. EVP AND GENERAL COUNSEL | Grant or award | +352 | 3,540 | ||
| 2023-01-27 | MELLOH HEATHER J. EVP AND GENERAL COUNSEL | Grant or award · Employee Stock Option (right to buy) | +1,036 | 1,036 | ||
| 2023-01-27 | Smyth Gerard P. EVP TECHNOLOGY AND CIO | Grant or award | +1,019 | 6,291 | ||
| 2023-01-27 | Smyth Gerard P. EVP TECHNOLOGY AND CIO | Grant or award · Employee Stock Option (right to buy) | +2,994 | 2,994 |
Page 26 of 33 · 642 trades