CIK 0000820027 · Large accelerated filer
AMERIPRISE FINANCIAL INC
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- AMP
- Exchange
- NYSE
- Industry
- Investment Advice
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 133180631
- Phone
- 612-671-8001
- Business address
- 1099 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN, 55474
- Former names
- AMERICAN EXPRESS FINANCIAL CORP, AMERICAN EXPRESS FINANCIAL ADVISORS, IDS FINANCIAL CORP/MN/
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2023-01-29 | Berman Walter Stanley EXECUTIVE VP AND CFO | Shares withheld for taxes | −845 | $344.45 | $291K | 12,975 |
| 2023-01-29 | Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES | Shares withheld for taxes | −516 | $344.45 | $178K | 11,584 |
| 2023-01-29 | Brockman Dawn M. SVP AND CONTROLLER | Shares withheld for taxes | −32 | $344.45 | $11K | 997 |
| 2023-01-29 | MELLOH HEATHER J. EVP AND GENERAL COUNSEL | Shares withheld for taxes | −43 | $344.45 | $15K | 3,465 |
| 2023-01-29 | Smyth Gerard P. EVP TECHNOLOGY AND CIO | Shares withheld for taxes | −70 | $344.45 | $24K | 6,135 |
| 2023-01-29 | Davies William EXECUTIVE VP, GLOBAL CIO | Shares withheld for taxes | −537 | $344.45 | $185K | 25,049.58 |
| 2023-01-28 | TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT | Shares withheld for taxes | −476 | $344.45 | $164K | 12,416 |
| 2023-01-28 | Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES | Shares withheld for taxes | −51 | $344.45 | $18K | 8,057 |
| 2023-01-28 | CRACCHIOLO JAMES M CHAIRMAN AND CEO | Shares withheld for taxes | −1,622 | $344.45 | $559K | 172,445 |
| 2023-01-28 | Berman Walter Stanley EXECUTIVE VP AND CFO | Shares withheld for taxes | −458 | $344.45 | $158K | 13,820 |
| 2023-01-28 | Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES | Shares withheld for taxes | −315 | $344.45 | $109K | 12,100 |
| 2023-01-28 | Brockman Dawn M. SVP AND CONTROLLER | Shares withheld for taxes | −21 | $344.45 | $7K | 1,029 |
| 2023-01-28 | MELLOH HEATHER J. EVP AND GENERAL COUNSEL | Shares withheld for taxes | −32 | $344.45 | $11K | 3,508 |
| 2023-01-28 | Smyth Gerard P. EVP TECHNOLOGY AND CIO | Shares withheld for taxes | −86 | $344.45 | $30K | 6,205 |
| 2023-01-28 | Davies William EXECUTIVE VP, GLOBAL CIO | Shares withheld for taxes | −435 | $344.45 | $150K | 25,586.58 |
| 2023-01-27 | Davies William EXECUTIVE VP, GLOBAL CIO | Grant or award · Employee Stock Option (right to buy) | +2,064 | 2,064 | ||
| 2023-01-27 | TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT | Option exercise | +30,841 | $123.37 | $3.8M | 41,332 |
| 2023-01-27 | TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT | Shares withheld for taxes | −19,358 | $347.36 | $6.7M | 10,491 |
| 2023-01-27 | TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT | Sale | −11,483 | $347.69 | $4.0M | 16,262 |
| 2023-01-27 | TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT | Grant or award | +3,057 | 13,548 |
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