CIK 0000820027 · Large accelerated filer
AMERIPRISE FINANCIAL INC
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- AMP
- Exchange
- NYSE
- Industry
- Investment Advice
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 133180631
- Phone
- 612-671-8001
- Business address
- 1099 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN, 55474
- Former names
- AMERICAN EXPRESS FINANCIAL CORP, AMERICAN EXPRESS FINANCIAL ADVISORS, IDS FINANCIAL CORP/MN/
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2023-02-07 | CRACCHIOLO JAMES M CHAIRMAN AND CEO | Sale | −6,743 | $350.54 | $2.4M | 189,703 |
| 2023-02-07 | CRACCHIOLO JAMES M CHAIRMAN AND CEO | Sale | −15,600 | $351.95 | $5.5M | 174,103 |
| 2023-02-07 | CRACCHIOLO JAMES M CHAIRMAN AND CEO | Sale | −17,000 | $352.80 | $6.0M | 157,103 |
| 2023-01-31 | Davies William EXECUTIVE VP, GLOBAL CIO | Shares withheld for taxes | −593.25 | $350.12 | $208K | 24,456.33 |
| 2023-01-31 | Brockman Dawn M. SVP AND CONTROLLER | Shares withheld for taxes | −21 | $350.12 | $7K | 976 |
| 2023-01-31 | Smyth Gerard P. EVP TECHNOLOGY AND CIO | Shares withheld for taxes | −80 | $350.12 | $28K | 6,055 |
| 2023-01-31 | MELLOH HEATHER J. EVP AND GENERAL COUNSEL | Shares withheld for taxes | −32 | $350.12 | $11K | 3,433 |
| 2023-01-31 | Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES | Shares withheld for taxes | −69 | $350.12 | $24K | 7,925 |
| 2023-01-31 | Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES | Grant or award | +12,811 | 24,395 | ||
| 2023-01-31 | Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES | Shares withheld for taxes | −7,050 | $350.12 | $2.5M | 17,345 |
| 2023-01-31 | Berman Walter Stanley EXECUTIVE VP AND CFO | Grant or award | +25,940 | 38,915 | ||
| 2023-01-31 | Berman Walter Stanley EXECUTIVE VP AND CFO | Shares withheld for taxes | −14,555 | $350.12 | $5.1M | 24,360 |
| 2023-01-31 | CRACCHIOLO JAMES M CHAIRMAN AND CEO | Grant or award | +61,890 | 231,450 | ||
| 2023-01-31 | CRACCHIOLO JAMES M CHAIRMAN AND CEO | Shares withheld for taxes | −35,004 | $350.12 | $12.3M | 196,446 |
| 2023-01-31 | TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT | Grant or award | +20,629 | 31,304 | ||
| 2023-01-31 | TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT | Shares withheld for taxes | −10,039 | $350.12 | $3.5M | 10,675 |
| 2023-01-30 | WILLIAMS CHRISTOPHER J Director | Grant or award · Phantom Stock (Retainer Deferral) | +119.21 | $343.46 | $41K | 2,802.61 |
| 2023-01-29 | TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT | Shares withheld for taxes | −732 | $344.45 | $252K | 10,675 |
| 2023-01-29 | Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES | Shares withheld for taxes | −63 | $344.45 | $22K | 7,994 |
| 2023-01-29 | CRACCHIOLO JAMES M CHAIRMAN AND CEO | Shares withheld for taxes | −2,885 | $344.45 | $994K | 169,560 |
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