CIK 0000820027 · Large accelerated filer
AMERIPRISE FINANCIAL INC
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- AMP
- Exchange
- NYSE
- Industry
- Investment Advice
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 133180631
- Phone
- 612-671-8001
- Business address
- 1099 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN, 55474
- Former names
- AMERICAN EXPRESS FINANCIAL CORP, AMERICAN EXPRESS FINANCIAL ADVISORS, IDS FINANCIAL CORP/MN/
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2023-04-26 | Pimentel Armando Jr Director | Grant or award · Phantom Stock (Annual) | +649.55 | 1,024.18 | ||
| 2023-04-26 | NEAL BLIXT DIANNE Director | Grant or award · Phantom Stock (Annual) | +649.55 | 11,284.08 | ||
| 2023-04-26 | WILLIAMS CHRISTOPHER J Director | Grant or award · Phantom Stock (Annual) | +649.55 | 8,006.47 | ||
| 2023-04-26 | Shea Brian T Director | Grant or award · Phantom Stock (Annual) | +649.55 | 4,316.68 | ||
| 2023-04-26 | DiGeso Amy Director | Grant or award · Phantom Stock (Annual) | +649.55 | 11,284.08 | ||
| 2023-02-15 | Berman Walter Stanley EXECUTIVE VP AND CFO | Sale | −10,000 | $352.07 | $3.5M | 14,360 |
| 2023-02-14 | Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES | Sale | −6,390 | $350.35 | $2.2M | 10,955 |
| 2023-02-13 | TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT | Sale | −11,480 | $355.33 | $4.1M | 17,489 |
| 2023-02-10 | Berman Walter Stanley EXECUTIVE VP AND CFO | Grant or award · Phantom Stock | +441.48 | $349.73 | $154K | 30,333.72 |
| 2023-02-10 | Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES | Grant or award · Phantom Stock | +107.23 | $349.73 | $37K | 2,271.73 |
| 2023-02-10 | CRACCHIOLO JAMES M CHAIRMAN AND CEO | Grant or award · Phantom Stock | +1,161.61 | $349.73 | $406K | 99,547.96 |
| 2023-02-10 | MELLOH HEATHER J. EVP AND GENERAL COUNSEL | Grant or award · Phantom Stock | +57.19 | $349.73 | $20K | 238.37 |
| 2023-02-10 | Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES | Grant or award · Phantom Stock | +278.79 | $349.73 | $98K | 1,268.33 |
| 2023-02-10 | TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT | Grant or award · Phantom Stock | +373.15 | $349.73 | $131K | 1,999.14 |
| 2023-02-10 | Smyth Gerard P. EVP TECHNOLOGY AND CIO | Grant or award · Phantom Stock | +177.28 | $349.73 | $62K | 984.49 |
| 2023-02-10 | Brockman Dawn M. SVP AND CONTROLLER | Grant or award · Phantom Stock | +33.45 | $349.73 | $12K | 257.53 |
| 2023-02-09 | MELLOH HEATHER J. EVP AND GENERAL COUNSEL | Option exercise | +1,086 | $179.84 | $195K | 4,519 |
| 2023-02-09 | MELLOH HEATHER J. EVP AND GENERAL COUNSEL | Shares withheld for taxes | −717 | $352.39 | $253K | 3,802 |
| 2023-02-09 | MELLOH HEATHER J. EVP AND GENERAL COUNSEL | Sale | −769 | $352.87 | $271K | 3,033 |
| 2023-02-09 | MELLOH HEATHER J. EVP AND GENERAL COUNSEL | Option exercise · Employee Stock Option (right to buy) | −1,086 | 0 |
Page 23 of 33 · 642 trades