CIK 0000820027 · Large accelerated filer
AMERIPRISE FINANCIAL INC
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- AMP
- Exchange
- NYSE
- Industry
- Investment Advice
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 133180631
- Phone
- 612-671-8001
- Business address
- 1099 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN, 55474
- Former names
- AMERICAN EXPRESS FINANCIAL CORP, AMERICAN EXPRESS FINANCIAL ADVISORS, IDS FINANCIAL CORP/MN/
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2023-08-03 | CRACCHIOLO JAMES M CHAIRMAN AND CEO | Shares withheld for taxes | −30,384 | $354.13 | $10.8M | 166,719 |
| 2023-08-03 | CRACCHIOLO JAMES M CHAIRMAN AND CEO | Sale | −9,616 | $354.00 | $3.4M | 157,103 |
| 2023-08-03 | CRACCHIOLO JAMES M CHAIRMAN AND CEO | Option exercise · Employee Stock Option (right to buy) | −40,000 | 79,834 | ||
| 2023-08-01 | Smyth Gerard P. EVP TECHNOLOGY AND CIO | Sale | −2,418 | $348.74 | $843K | 3,710 |
| 2023-07-31 | WILLIAMS CHRISTOPHER J Director | Grant or award · Phantom Stock (Retainer Deferral) | +118.38 | $348.45 | $41K | 3,080.71 |
| 2023-07-28 | Sharpe Robert Francis JR Director | Gift | −300 | 3,325 | ||
| 2023-07-13 | TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT | Option exercise | +628.94 | 11,303.94 | ||
| 2023-07-13 | TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT | Shares withheld for taxes | −291.94 | $341.90 | $100K | 10,675 |
| 2023-07-13 | TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT | Option exercise · Phantom Stock | −628.94 | 1,386.35 | ||
| 2023-07-13 | Smyth Gerard P. EVP TECHNOLOGY AND CIO | Option exercise | +129.04 | 6,184.04 | ||
| 2023-07-13 | Smyth Gerard P. EVP TECHNOLOGY AND CIO | Shares withheld for taxes | −56.04 | $341.90 | $19K | 6,128 |
| 2023-07-13 | Smyth Gerard P. EVP TECHNOLOGY AND CIO | Option exercise · Phantom Stock | −129.04 | 863.37 | ||
| 2023-07-13 | Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES | Option exercise | +390.52 | 11,345.52 | ||
| 2023-07-13 | Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES | Shares withheld for taxes | −179.52 | $341.90 | $61K | 11,166 |
| 2023-07-13 | Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES | Option exercise · Phantom Stock | −390.52 | 888.04 | ||
| 2023-06-29 | Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES | Sale | −460 | $329.94 | $152K | 7,465 |
| 2023-04-27 | Sharpe Robert Francis JR Director | Gift | −75 | 3,625 | ||
| 2023-04-27 | WILLIAMS CHRISTOPHER J Director | Grant or award · Phantom Stock (Retainer Deferral) | +136.4 | $302.41 | $41K | 2,949.23 |
| 2023-04-26 | Sharpe Robert Francis JR Director | Grant or award · Phantom Stock (Annual) | +649.55 | 37,168.79 | ||
| 2023-04-26 | WALTER W EDWARD Director | Grant or award · Phantom Stock (Annual) | +649.55 | 5,645.01 |
Page 22 of 33 · 642 trades