CIK 0000820027 · Large accelerated filer
AMERIPRISE FINANCIAL INC
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- AMP
- Exchange
- NYSE
- Industry
- Investment Advice
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 133180631
- Phone
- 612-671-8001
- Business address
- 1099 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN, 55474
- Former names
- AMERICAN EXPRESS FINANCIAL CORP, AMERICAN EXPRESS FINANCIAL ADVISORS, IDS FINANCIAL CORP/MN/
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2023-12-13 | Berman Walter Stanley EXECUTIVE VP AND CFO | Sale | −6,409 | $370.81 | $2.4M | 8,048 |
| 2023-12-13 | Berman Walter Stanley EXECUTIVE VP AND CFO | Option exercise · Employee Stock Option (right to buy) | −25,382 | 0 | ||
| 2023-12-11 | Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES | Gift | −282 | 7,183 | ||
| 2023-12-11 | CRACCHIOLO JAMES M CHAIRMAN AND CEO | Option exercise | +40,000 | $179.84 | $7.2M | 197,103 |
| 2023-12-11 | CRACCHIOLO JAMES M CHAIRMAN AND CEO | Shares withheld for taxes | −30,052 | $366.37 | $11.0M | 167,051 |
| 2023-12-11 | CRACCHIOLO JAMES M CHAIRMAN AND CEO | Sale | −1,506 | $365.15 | $550K | 165,545 |
| 2023-12-11 | CRACCHIOLO JAMES M CHAIRMAN AND CEO | Sale | −8,442 | $365.99 | $3.1M | 157,103 |
| 2023-12-11 | CRACCHIOLO JAMES M CHAIRMAN AND CEO | Option exercise · Employee Stock Option (right to buy) | −40,000 | 39,834 | ||
| 2023-12-07 | Sharpe Robert Francis JR Director | Gift | −30 | 550 | ||
| 2023-12-04 | TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT | Gift | −5,700 | 12,126 | ||
| 2023-10-30 | WILLIAMS CHRISTOPHER J Director | Grant or award · Phantom Stock (Retainer Deferral) | +130.6 | $315.84 | $41K | 3,223.83 |
| 2023-10-30 | Sharpe Robert Francis JR Director | Gift | −300 | 3,025 | ||
| 2023-08-04 | Berman Walter Stanley EXECUTIVE VP AND CFO | Option exercise | +15,000 | $179.84 | $2.7M | 29,360 |
| 2023-08-04 | Berman Walter Stanley EXECUTIVE VP AND CFO | Option exercise | +10,025 | $126.89 | $1.3M | 39,385 |
| 2023-08-04 | Berman Walter Stanley EXECUTIVE VP AND CFO | Shares withheld for taxes | −18,295 | $352.08 | $6.4M | 21,090 |
| 2023-08-04 | Berman Walter Stanley EXECUTIVE VP AND CFO | Sale | −6,730 | $350.95 | $2.4M | 14,360 |
| 2023-08-04 | Berman Walter Stanley EXECUTIVE VP AND CFO | Sale | −6,312 | $352.19 | $2.2M | 8,048 |
| 2023-08-04 | Berman Walter Stanley EXECUTIVE VP AND CFO | Option exercise · Employee Stock Option (right to buy) | −15,000 | 25,382 | ||
| 2023-08-04 | Berman Walter Stanley EXECUTIVE VP AND CFO | Option exercise · Employee Stock Option (right to buy) | −10,025 | 0 | ||
| 2023-08-03 | CRACCHIOLO JAMES M CHAIRMAN AND CEO | Option exercise | +40,000 | $179.84 | $7.2M | 197,103 |
Page 21 of 33 · 642 trades