CIK 0000820027 · Large accelerated filer
AMERIPRISE FINANCIAL INC
Sign in to watch- Ticker
- AMP
- Exchange
- NYSE
- Industry
- Investment Advice
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 133180631
- Phone
- 612-671-8001
- Business address
- 1099 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN, 55474
- Former names
- AMERICAN EXPRESS FINANCIAL CORP, AMERICAN EXPRESS FINANCIAL ADVISORS, IDS FINANCIAL CORP/MN/
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2024-01-26 | Brockman Dawn M. SVP AND CONTROLLER | Grant or award | +179 | 1,362 | ||
| 2024-01-26 | Brockman Dawn M. SVP AND CONTROLLER | Grant or award · Employee Stock Option (right to buy) | +311 | 311 | ||
| 2024-01-26 | Smyth Gerard P. EVP TECHNOLOGY AND CIO | Grant or award | +965 | 4,675 | ||
| 2024-01-26 | Smyth Gerard P. EVP TECHNOLOGY AND CIO | Grant or award · Employee Stock Option (right to buy) | +2,852 | 2,852 | ||
| 2024-01-26 | MELLOH HEATHER J. EVP AND GENERAL COUNSEL | Grant or award | +551 | 3,584 | ||
| 2024-01-26 | MELLOH HEATHER J. EVP AND GENERAL COUNSEL | Grant or award · Employee Stock Option (right to buy) | +1,630 | 1,630 | ||
| 2024-01-26 | Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES | Grant or award | +344 | 7,527 | ||
| 2024-01-26 | Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES | Grant or award · Employee Stock Option (right to buy) | +1,018 | 1,018 | ||
| 2024-01-26 | Berman Walter Stanley EXECUTIVE VP AND CFO | Grant or award | +3,104 | 11,152 | ||
| 2024-01-26 | Berman Walter Stanley EXECUTIVE VP AND CFO | Grant or award · Employee Stock Option (right to buy) | +9,169 | 9,169 | ||
| 2024-01-26 | Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES | Grant or award | +1,776 | 9,942 | ||
| 2024-01-26 | Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES | Grant or award · Employee Stock Option (right to buy) | +5,246 | 5,246 | ||
| 2024-01-26 | CRACCHIOLO JAMES M CHAIRMAN AND CEO | Grant or award | +11,854 | 168,957 | ||
| 2024-01-26 | CRACCHIOLO JAMES M CHAIRMAN AND CEO | Grant or award · Employee Stock Option (right to buy) | +29,766 | 29,766 | ||
| 2023-12-18 | Brockman Dawn M. SVP AND CONTROLLER | Option exercise | +420 | $107.61 | $45K | 1,396 |
| 2023-12-18 | Brockman Dawn M. SVP AND CONTROLLER | Shares withheld for taxes | −213 | $375.61 | $80K | 1,183 |
| 2023-12-18 | Brockman Dawn M. SVP AND CONTROLLER | Option exercise · Employee Stock Option (right to buy) | −420 | 0 | ||
| 2023-12-14 | Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES | Sale | −3,000 | $378.23 | $1.1M | 8,166 |
| 2023-12-13 | Berman Walter Stanley EXECUTIVE VP AND CFO | Option exercise | +25,382 | $179.84 | $4.6M | 33,430 |
| 2023-12-13 | Berman Walter Stanley EXECUTIVE VP AND CFO | Shares withheld for taxes | −18,973 | $371.46 | $7.0M | 14,457 |
Page 20 of 33 · 642 trades