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CIK 0000820027 · Large accelerated filer

AMERIPRISE FINANCIAL INC

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Ticker
AMP
Exchange
NYSE
Industry
Investment Advice
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
133180631
Phone
612-671-8001
Business address
1099 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN, 55474
Former names
AMERICAN EXPRESS FINANCIAL CORP, AMERICAN EXPRESS FINANCIAL ADVISORS, IDS FINANCIAL CORP/MN/
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2024-01-28 Berman Walter Stanley EXECUTIVE VP AND CFO Shares withheld for taxes −458 $391.40 $179K 10,298
2024-01-28 Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES Shares withheld for taxes −313 $391.40 $123K 9,421
2024-01-28 CRACCHIOLO JAMES M CHAIRMAN AND CEO Shares withheld for taxes −2,057 $391.40 $805K 165,092
2024-01-27 Davies William EXECUTIVE VP, GLOBAL CIO Shares withheld for taxes −111.77 $391.40 $44K 22,887.56
2024-01-27 TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT Shares withheld for taxes −469 $391.40 $184K 12,156
2024-01-27 Brockman Dawn M. SVP AND CONTROLLER Shares withheld for taxes −21 $391.40 $8K 1,341
2024-01-27 Smyth Gerard P. EVP TECHNOLOGY AND CIO Shares withheld for taxes −96 $391.40 $38K 4,579
2024-01-27 MELLOH HEATHER J. EVP AND GENERAL COUNSEL Shares withheld for taxes −43 $391.40 $17K 3,541
2024-01-27 Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES Shares withheld for taxes −36 $391.40 $14K 7,491
2024-01-27 Berman Walter Stanley EXECUTIVE VP AND CFO Shares withheld for taxes −396 $391.40 $155K 10,756
2024-01-27 Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES Shares withheld for taxes −208 $391.40 $81K 9,734
2024-01-27 CRACCHIOLO JAMES M CHAIRMAN AND CEO Shares withheld for taxes −1,808 $391.40 $708K 167,149
2024-01-26 Davies William EXECUTIVE VP, GLOBAL CIO Grant or award +607 22,999.33
2024-01-26 Davies William EXECUTIVE VP, GLOBAL CIO Grant or award · Employee Stock Option (right to buy) +1,793 1,793
2024-01-26 TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT Grant or award +2,500 13,175
2024-01-26 TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT Option exercise +30,958 $179.84 $5.6M 44,133
2024-01-26 TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT Shares withheld for taxes −21,269 $391.92 $8.3M 13,175
2024-01-26 TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT Sale −9,689 $390.22 $3.8M 12,126
2024-01-26 TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT Option exercise · Employee Stock Option (right to buy) −30,958 0
2024-01-26 TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT Grant or award · Employee Stock Option (right to buy) +7,386 7,386

Page 19 of 33 · 642 trades