CIK 0000820027 · Large accelerated filer
AMERIPRISE FINANCIAL INC
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- AMP
- Exchange
- NYSE
- Industry
- Investment Advice
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 133180631
- Phone
- 612-671-8001
- Business address
- 1099 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN, 55474
- Former names
- AMERICAN EXPRESS FINANCIAL CORP, AMERICAN EXPRESS FINANCIAL ADVISORS, IDS FINANCIAL CORP/MN/
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2024-01-29 | TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT | Shares withheld for taxes | −9,008 | $393.11 | $3.5M | 9,281 |
| 2024-01-29 | Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES | Shares withheld for taxes | −62 | $393.11 | $24K | 7,379 |
| 2024-01-29 | MELLOH HEATHER J. EVP AND GENERAL COUNSEL | Shares withheld for taxes | −43 | $393.11 | $17K | 3,466 |
| 2024-01-29 | Brockman Dawn M. SVP AND CONTROLLER | Shares withheld for taxes | −32 | $393.11 | $13K | 1,288 |
| 2024-01-29 | Davies William EXECUTIVE VP, GLOBAL CIO | Shares withheld for taxes | −546.71 | $393.11 | $215K | 21,898.53 |
| 2024-01-29 | CRACCHIOLO JAMES M CHAIRMAN AND CEO | Grant or award | +53,506 | 218,598 | ||
| 2024-01-29 | CRACCHIOLO JAMES M CHAIRMAN AND CEO | Shares withheld for taxes | −30,262 | $393.11 | $11.9M | 188,336 |
| 2024-01-29 | Berman Walter Stanley EXECUTIVE VP AND CFO | Grant or award | +21,544 | 31,842 | ||
| 2024-01-29 | Berman Walter Stanley EXECUTIVE VP AND CFO | Shares withheld for taxes | −12,087 | $393.11 | $4.8M | 19,755 |
| 2024-01-29 | WILLIAMS CHRISTOPHER J Director | Grant or award · Phantom Stock (Retainer Deferral) | +78.7 | $393.11 | $31K | 3,315.04 |
| 2024-01-29 | Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES | Option exercise | +18,220 | $179.84 | $3.3M | 27,641 |
| 2024-01-29 | Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES | Shares withheld for taxes | −13,074 | $389.20 | $5.1M | 14,567 |
| 2024-01-29 | Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES | Sale | −5,146 | $389.47 | $2.0M | 9,421 |
| 2024-01-29 | Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES | Option exercise · Employee Stock Option (right to buy) | −18,220 | 0 | ||
| 2024-01-28 | Davies William EXECUTIVE VP, GLOBAL CIO | Shares withheld for taxes | −442.32 | $391.40 | $173K | 22,445.24 |
| 2024-01-28 | TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT | Shares withheld for taxes | −521 | $391.40 | $204K | 11,024 |
| 2024-01-28 | Brockman Dawn M. SVP AND CONTROLLER | Shares withheld for taxes | −21 | $391.40 | $8K | 1,320 |
| 2024-01-28 | Smyth Gerard P. EVP TECHNOLOGY AND CIO | Shares withheld for taxes | −86 | $391.40 | $34K | 4,493 |
| 2024-01-28 | MELLOH HEATHER J. EVP AND GENERAL COUNSEL | Shares withheld for taxes | −32 | $391.40 | $13K | 3,509 |
| 2024-01-28 | Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES | Shares withheld for taxes | −50 | $391.40 | $20K | 7,441 |
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