CIK 0000820027 · Large accelerated filer
AMERIPRISE FINANCIAL INC
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- AMP
- Exchange
- NYSE
- Industry
- Investment Advice
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 133180631
- Phone
- 612-671-8001
- Business address
- 1099 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN, 55474
- Former names
- AMERICAN EXPRESS FINANCIAL CORP, AMERICAN EXPRESS FINANCIAL ADVISORS, IDS FINANCIAL CORP/MN/
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2024-02-12 | CRACCHIOLO JAMES M CHAIRMAN AND CEO | Sale | −849 | $401.58 | $341K | 196,598 |
| 2024-02-12 | CRACCHIOLO JAMES M CHAIRMAN AND CEO | Option exercise · Employee Stock Option (right to buy) | −39,834 | 0 | ||
| 2024-02-12 | Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES | Sale | −7,200 | $401.82 | $2.9M | 7,000 |
| 2024-02-09 | Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES | Grant or award · Phantom Stock | +107.07 | $396.94 | $42K | 2,415.36 |
| 2024-02-09 | Brockman Dawn M. SVP AND CONTROLLER | Grant or award · Phantom Stock | +31.11 | $396.94 | $12K | 292.72 |
| 2024-02-09 | Berman Walter Stanley EXECUTIVE VP AND CFO | Grant or award · Phantom Stock | +406.86 | $396.94 | $162K | 31,229.71 |
| 2024-02-09 | MELLOH HEATHER J. EVP AND GENERAL COUNSEL | Grant or award · Phantom Stock | +113.37 | $396.94 | $45K | 355.55 |
| 2024-02-09 | Smyth Gerard P. EVP TECHNOLOGY AND CIO | Grant or award · Phantom Stock | +171.31 | $396.94 | $68K | 1,041.55 |
| 2024-02-09 | TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT | Grant or award · Phantom Stock | +340.1 | $396.94 | $135K | 1,737.49 |
| 2024-02-09 | CRACCHIOLO JAMES M CHAIRMAN AND CEO | Grant or award · Phantom Stock | +1,054.95 | $396.94 | $419K | 102,208.31 |
| 2024-02-09 | Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES | Grant or award · Phantom Stock | +256.97 | $396.94 | $102K | 1,152.08 |
| 2024-02-08 | TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT | Gift | −2,600 | 21,134 | ||
| 2024-02-07 | Berman Walter Stanley EXECUTIVE VP AND CFO | Sale | −2,088 | $387.24 | $809K | 17,667 |
| 2024-02-07 | Berman Walter Stanley EXECUTIVE VP AND CFO | Sale | −11,258 | $387.91 | $4.4M | 6,409 |
| 2024-02-06 | Sharpe Robert Francis JR Director | Sale | −4,000 | $386.60 | $1.5M | 12,500 |
| 2024-01-29 | Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES | Grant or award | −10,505 | 19,926 | ||
| 2024-01-29 | Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES | Shares withheld for taxes | −5,726 | $393.11 | $2.3M | 14,200 |
| 2024-01-29 | Smyth Gerard P. EVP TECHNOLOGY AND CIO | Grant or award | +2,413 | 6,906 | ||
| 2024-01-29 | Smyth Gerard P. EVP TECHNOLOGY AND CIO | Shares withheld for taxes | −940 | $393.11 | $370K | 5,966 |
| 2024-01-29 | TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT | Grant or award | +16,971 | 27,995 |
Page 17 of 33 · 642 trades