CIK 0000820027 · Large accelerated filer
AMERIPRISE FINANCIAL INC
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- AMP
- Exchange
- NYSE
- Industry
- Investment Advice
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 133180631
- Phone
- 612-671-8001
- Business address
- 1099 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN, 55474
- Former names
- AMERICAN EXPRESS FINANCIAL CORP, AMERICAN EXPRESS FINANCIAL ADVISORS, IDS FINANCIAL CORP/MN/
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2024-07-11 | Smyth Gerard P. EVP & CIO | Shares withheld for taxes | −50.71 | $439.82 | $22K | 3,852 |
| 2024-07-11 | Smyth Gerard P. EVP & CIO | Option exercise · Phantom Stock | −115.71 | 932.79 | ||
| 2024-05-16 | Sharpe Robert Francis JR Director | Sale | −1,500 | $438.07 | $657K | 11,000 |
| 2024-04-25 | WILLIAMS CHRISTOPHER J Director | Grant or award · Phantom Stock (Retainer Deferral) | +75.29 | $410.91 | $31K | 3,401.28 |
| 2024-04-24 | WALTER W EDWARD Director | Grant or award · Phantom Stock (Annual) | +460.2 | 6,194.29 | ||
| 2024-04-24 | Shea Brian T Director | Grant or award · Phantom Stock (Annual) | +460.2 | 4,845 | ||
| 2024-04-24 | Pimentel Armando Jr Director | Grant or award · Phantom Stock (Annual) | +460.2 | 1,500.55 | ||
| 2024-04-24 | DiGeso Amy Director | Grant or award · Phantom Stock (Annual) | +460.2 | 11,922.35 | ||
| 2024-04-24 | NEAL BLIXT DIANNE Director | Grant or award · Phantom Stock (Annual) | +460.2 | 11,922.35 | ||
| 2024-04-24 | WILLIAMS CHRISTOPHER J Director | Grant or award · Phantom Stock (Annual) | +460.2 | 8,593.02 | ||
| 2024-04-24 | Sharpe Robert Francis JR Director | Grant or award · Phantom Stock (Annual) | +460.2 | 38,215.55 | ||
| 2024-03-27 | Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES | Option exercise | +4,235 | $123.37 | $522K | 11,229 |
| 2024-03-27 | Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES | Shares withheld for taxes | −2,583 | $436.23 | $1.1M | 8,646 |
| 2024-03-27 | Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES | Sale | −1,652 | $437.00 | $722K | 6,994 |
| 2024-03-27 | Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES | Option exercise · Employee Stock Option (right to buy) | −4,235 | 0 | ||
| 2024-03-26 | Brockman Dawn M. SVP AND CONTROLLER | Option exercise | +461 | $128.76 | $59K | 1,749 |
| 2024-03-26 | Brockman Dawn M. SVP AND CONTROLLER | Shares withheld for taxes | −237 | $433.49 | $103K | 1,512 |
| 2024-03-26 | Brockman Dawn M. SVP AND CONTROLLER | Sale | −224 | $434.13 | $97K | 1,288 |
| 2024-03-26 | Brockman Dawn M. SVP AND CONTROLLER | Option exercise · Employee Stock Option (right to buy) | −461 | 0 | ||
| 2024-02-28 | TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT | Sale | −8,000 | $412.05 | $3.3M | 13,134 |
Page 15 of 33 · 642 trades