CIK 0000820027 · Large accelerated filer
AMERIPRISE FINANCIAL INC
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- AMP
- Exchange
- NYSE
- Industry
- Investment Advice
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 133180631
- Phone
- 612-671-8001
- Business address
- 1099 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN, 55474
- Former names
- AMERICAN EXPRESS FINANCIAL CORP, AMERICAN EXPRESS FINANCIAL ADVISORS, IDS FINANCIAL CORP/MN/
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2024-11-06 | Brockman Dawn M. SVP AND CONTROLLER | Sale | −350 | $560.12 | $196K | 945 |
| 2024-10-31 | Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES | Sale | −2,325 | $516.05 | $1.2M | 4,669 |
| 2024-10-28 | WILLIAMS CHRISTOPHER J Director | Grant or award · Phantom Stock (Retainer Deferral) | +60.26 | $513.40 | $31K | 3,556.7 |
| 2024-08-30 | Davies William EXECUTIVE VP, GLOBAL CIO | Sale | −8,700 | $442.07 | $3.8M | 13,198.53 |
| 2024-08-28 | TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT | Option exercise | +39,323 | $126.89 | $5.0M | 48,604 |
| 2024-08-28 | TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT | Shares withheld for taxes | −23,739 | $440.85 | $10.5M | 9,281 |
| 2024-08-28 | TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT | Sale | −15,584 | $441.56 | $6.9M | 13,404 |
| 2024-08-28 | TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT | Option exercise · Employee Stock Option (right to buy) | −39,323 | 0 | ||
| 2024-07-31 | Sharpe Robert Francis JR Director | Gift | −250 | 300 | ||
| 2024-07-29 | WILLIAMS CHRISTOPHER J Director | Grant or award · Phantom Stock (Retainer Deferral) | +71.61 | $432.05 | $31K | 3,484.48 |
| 2024-07-11 | Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES | Option exercise | +310.55 | 7,310.55 | ||
| 2024-07-11 | Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES | Shares withheld for taxes | −149.55 | $439.82 | $66K | 7,161 |
| 2024-07-11 | Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES | Option exercise · Phantom Stock | −310.55 | 849.24 | ||
| 2024-07-11 | TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT | Option exercise | +501.52 | 9,782.52 | ||
| 2024-07-11 | TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT | Shares withheld for taxes | −231.52 | $439.82 | $102K | 9,281 |
| 2024-07-11 | TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT | Option exercise · Phantom Stock | −501.52 | 1,247.62 | ||
| 2024-07-11 | Brockman Dawn M. SVP AND CONTROLLER | Option exercise | +10.7 | 1,298.7 | ||
| 2024-07-11 | Brockman Dawn M. SVP AND CONTROLLER | Shares withheld for taxes | −3.7 | $439.82 | $2K | 1,295 |
| 2024-07-11 | Brockman Dawn M. SVP AND CONTROLLER | Option exercise · Phantom Stock | −10.7 | 283.94 | ||
| 2024-07-11 | Smyth Gerard P. EVP & CIO | Option exercise | +115.71 | 3,902.71 |
Page 14 of 33 · 642 trades