CIK 0000820027 · Large accelerated filer
AMERIPRISE FINANCIAL INC
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- AMP
- Exchange
- NYSE
- Industry
- Investment Advice
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 133180631
- Phone
- 612-671-8001
- Business address
- 1099 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN, 55474
- Former names
- AMERICAN EXPRESS FINANCIAL CORP, AMERICAN EXPRESS FINANCIAL ADVISORS, IDS FINANCIAL CORP/MN/
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2025-01-31 | Berman Walter Stanley EXECUTIVE VP AND CFO | Grant or award · Employee Stock Option (right to buy) | +6,991 | 6,991 | ||
| 2025-01-31 | MELLOH HEATHER J. EVP AND GENERAL COUNSEL | Grant or award | +447 | 4,061 | ||
| 2025-01-31 | MELLOH HEATHER J. EVP AND GENERAL COUNSEL | Grant or award · Employee Stock Option (right to buy) | +1,258 | 1,258 | ||
| 2025-01-31 | CRACCHIOLO JAMES M CHAIRMAN AND CEO | Grant or award | +10,140 | 181,780 | ||
| 2025-01-31 | CRACCHIOLO JAMES M CHAIRMAN AND CEO | Grant or award · Employee Stock Option (right to buy) | +24,258 | 24,258 | ||
| 2025-01-31 | Brockman Dawn M. SVP AND CONTROLLER | Grant or award | +159 | 1,039 | ||
| 2025-01-31 | Brockman Dawn M. SVP AND CONTROLLER | Grant or award · Employee Stock Option (right to buy) | +262 | 262 | ||
| 2025-01-31 | Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES | Grant or award | +322 | 4,866 | ||
| 2025-01-31 | Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES | Grant or award · Employee Stock Option (right to buy) | +908 | 908 | ||
| 2025-01-28 | CRACCHIOLO JAMES M CHAIRMAN AND CEO | Grant or award | +38,158 | 193,216 | ||
| 2025-01-28 | CRACCHIOLO JAMES M CHAIRMAN AND CEO | Shares withheld for taxes | −21,576 | $571.84 | $12.3M | 171,640 |
| 2025-01-28 | Berman Walter Stanley EXECUTIVE VP AND CFO | Grant or award | +13,209 | 18,661 | ||
| 2025-01-28 | Berman Walter Stanley EXECUTIVE VP AND CFO | Shares withheld for taxes | −7,406 | $571.84 | $4.2M | 11,255 |
| 2025-01-28 | Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES | Grant or award | +6,457 | 11,842 | ||
| 2025-01-28 | Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES | Shares withheld for taxes | −3,386 | $571.84 | $1.9M | 8,456 |
| 2025-01-28 | Smyth Gerard P. EVP & CIO | Grant or award | +2,934 | 6,579 | ||
| 2025-01-28 | Smyth Gerard P. EVP & CIO | Shares withheld for taxes | −1,305 | $571.84 | $746K | 5,274 |
| 2025-01-28 | Brockman Dawn M. SVP AND CONTROLLER | Shares withheld for taxes | −22 | $571.84 | $13K | 880 |
| 2025-01-28 | MELLOH HEATHER J. EVP AND GENERAL COUNSEL | Shares withheld for taxes | −27 | $571.84 | $15K | 3,614 |
| 2025-01-28 | Davies William EXECUTIVE VP, GLOBAL CIO | Shares withheld for taxes | −448.42 | $571.84 | $256K | 12,730.02 |
Page 11 of 33 · 642 trades