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CIK 0000820027 · Large accelerated filer

AMERIPRISE FINANCIAL INC

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Ticker
AMP
Exchange
NYSE
Industry
Investment Advice
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
133180631
Phone
612-671-8001
Business address
1099 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN, 55474
Former names
AMERICAN EXPRESS FINANCIAL CORP, AMERICAN EXPRESS FINANCIAL ADVISORS, IDS FINANCIAL CORP/MN/
  1. 4 Derivatives Options or other derivatives
  2. 4 Shares withheld for taxes EVP AND GENERAL COUNSEL gave up 469 shares (to pay taxes)
  3. 4 Open-market sale SVP AND CONTROLLER sold 472 shares at $558.93 ($263,815)
  4. 4 Open-market sale EVP Mktg, Strat. & Comms. sold 2,400 shares at $558.28 ($1,339,867)
  5. 4 Open-market sale CHAIRMAN AND CEO sold 18,020 shares at an average $545.43 ($9,828,561)
  6. 4 Open-market sale EXECUTIVE VP AND CFO sold 11,012 shares at an average $548.95 ($6,045,030)
  7. 4 Derivatives Options or other derivatives
  8. 4 Open-market sale Pres, Wealth Mgmt Advisor Grp sold 16,104 shares at an average $538.24 ($8,667,768)
  9. 4 Shares withheld for taxes SVP AND CONTROLLER gave up 9.04 shares (to pay taxes)
  10. 4 Shares withheld for taxes Exec VP of Human Resources gave up 98.19 shares (to pay taxes)
  11. 4 Shares withheld for taxes Pres, Wealth Mgmt Advisor Grp gave up 23.98 shares (to pay taxes)
  12. 4 Shares withheld for taxes CEO, GLOBAL ASSET MANAGEMENT gave up 180.64 shares (to pay taxes)
  13. 3 Insider Initial Statement of Ownership
  14. 3 Insider Initial Statement of Ownership
  15. 3 Insider Initial Statement of Ownership
  16. 4 Open-market sale EVP & Hd. of Tech. & Serv. Del sold 6,255 shares at $472.52 ($2,955,607)
  17. 4 Open-market sale Director sold 1,200 shares at $465.83 ($558,996)
  18. 4 Derivatives Options or other derivatives
  19. 4 Derivatives Options or other derivatives
  20. 4 Derivatives Options or other derivatives

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