4
Changes in Ownership
Aligos Therapeutics, Inc. Filed Acc 0001567619-20-018010
10% owner bought 550,000 shares at $15.00 ($8,250,000)
- 10% owner acquired 2,997,030 shares (conversion)
From the SEC's structured data for this filing
Trades in this filing
| Insider | Date | Transaction | Shares | Price | Value | Owned after | D/I |
|---|---|---|---|---|---|---|---|
| Vivo Capital VIII, LLC 10% owner | 2020-10-20 | Conversion | +1,885,611 | 1,885,611 | I | ||
| Vivo Capital VIII, LLC 10% owner | 2020-10-20 | Conversion | +523,726 | 2,409,337 | I | ||
| Vivo Capital VIII, LLC 10% owner | 2020-10-20 | Conversion | +224,054 | 2,633,391 | I | ||
| Vivo Capital VIII, LLC 10% owner | 2020-10-20 | Conversion | +260,380 | 260,380 | I | ||
| Vivo Capital VIII, LLC 10% owner | 2020-10-20 | Conversion | +72,320 | 332,700 | I | ||
| Vivo Capital VIII, LLC 10% owner | 2020-10-20 | Conversion | +30,939 | 363,639 | I | ||
| Vivo Capital VIII, LLC 10% owner | 2020-10-20 | Purchase | +483,267 | $15.00 | $7,249,005 | 3,116,658 | I |
| Vivo Capital VIII, LLC 10% owner | 2020-10-20 | Purchase | +66,733 | $15.00 | $1,000,995 | 430,372 | I |
| Derivatives | |||||||
| Vivo Capital VIII, LLC 10% owner | 2020-10-20 | Conversion · Series A Preferred Stock | −1,885,611 | 0 | I | ||
| Vivo Capital VIII, LLC 10% owner | 2020-10-20 | Conversion · Series A Preferred Stock | −260,380 | 0 | I | ||
| Vivo Capital VIII, LLC 10% owner | 2020-10-20 | Conversion · Series B-1 Preferred Stock | −523,726 | 0 | I | ||
| Vivo Capital VIII, LLC 10% owner | 2020-10-20 | Conversion · Series B-1 Preferred Stock | −72,320 | 0 | I | ||
| Vivo Capital VIII, LLC 10% owner | 2020-10-20 | Conversion · Series B-2 Preferred Stock | −224,054 | 0 | I | ||
| Vivo Capital VIII, LLC 10% owner | 2020-10-20 | Conversion · Series B-2 Preferred Stock | −30,939 | 0 | I | ||
| Open-market purchases · 550,000 sh · avg $15.00 · $8,250,000 | |||||||
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