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CIK 0001577526 · Large accelerated filer

C3.ai, Inc.

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Ticker
AI
Exchange
NYSE
Industry
Services-Prepackaged Software
FY end
Apr 30
Incorporated
DE
Entity type
operating
EIN
263999357
Phone
650-503-2200
Business address
1400 SEAPORT BLVD, REDWOOD CITY, CA, 94063
Former names
C3 IoT, Inc., C3, Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$15,866,451
in 7 filings, $15.2M under 10b5-1 plans

Net −$15,866,451. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. SIEBEL THOMAS M −$15.4M CEO and Chairman of the Board sold 65% of stake
  2. Lath Hitesh −$468K CHIEF FINANCIAL OFFICER sold 12% of stake
Date Insider Transaction Shares Price Value Owned after
2020-12-11 Baker Hughes Holdings LLC Director Conversion · Series G Preferred Stock −1,283,333 0
2020-12-11 WARD JR STEPHEN M Director Conversion +102,500 550,795
2020-12-11 WARD JR STEPHEN M Director Conversion +60,376 611,171
2020-12-11 WARD JR STEPHEN M Director Conversion +61,847 673,018
2020-12-11 WARD JR STEPHEN M Director Conversion · Series B* Convertible Preferred Stock −102,500 0
2020-12-11 WARD JR STEPHEN M Director Conversion · Series B-1A* Convertible Preferred Stock −60,376 0
2020-12-11 WARD JR STEPHEN M Director Conversion · Series D Convertible Preferred Stock −61,847 0
2020-12-11 SIEBEL THOMAS M Chief Executive Officer Conversion +170,294 170,294
2020-12-11 SIEBEL THOMAS M Chief Executive Officer Conversion +72,695 72,695
2020-12-11 SIEBEL THOMAS M Chief Executive Officer Conversion +1,335,383 12,057,527
2020-12-11 SIEBEL THOMAS M Chief Executive Officer Conversion +9,216 9,216
2020-12-11 SIEBEL THOMAS M Chief Executive Officer Conversion +146,198 1,237,115
2020-12-11 SIEBEL THOMAS M Chief Executive Officer Conversion · Series B* Convertible Preferred Stock −140,165 0
2020-12-11 SIEBEL THOMAS M Chief Executive Officer Conversion · Series B* Convertible Preferred Stock −59,834 0
2020-12-11 SIEBEL THOMAS M Chief Executive Officer Conversion · Series B-1A* Convertible Preferred Stock −30,129 0
2020-12-11 SIEBEL THOMAS M Chief Executive Officer Conversion · Series B-1A* Convertible Preferred Stock −12,861 0
2020-12-11 SIEBEL THOMAS M Chief Executive Officer Conversion · Series B-1A* Convertible Preferred Stock −38,343 0
2020-12-11 SIEBEL THOMAS M Chief Executive Officer Conversion · Series B-1B* Convertible Preferred Stock −9,216 0
2020-12-11 SIEBEL THOMAS M Chief Executive Officer Conversion · Series B-1B* Convertible Preferred Stock −45,120 0
2020-12-11 SIEBEL THOMAS M Chief Executive Officer Conversion · Series C Convertible Preferred −146,198 0

Page 62 of 68 · 1,347 trades