4
Changes in Ownership
C3.ai, Inc. Filed Acc 0001209191-20-062932
Director acquired 190,078 shares (option exercise)
- Director acquired 224,723 shares (conversion)
From the SEC's structured data for this filing
Trades in this filing
| Insider | Date | Transaction | Shares | Price | Value | Owned after | D/I |
|---|---|---|---|---|---|---|---|
| WARD JR STEPHEN M Director | 2020-09-09 | Option exercise | +38,789 | $1.56 | $60,511 | 360,717 | D |
| WARD JR STEPHEN M Director | 2020-09-09 | Option exercise | +38,789 | $1.68 | $65,166 | 399,506 | D |
| WARD JR STEPHEN M Director | 2020-09-09 | Option exercise | +50,000 | $1.68 | $84,000 | 438,295 | D |
| WARD JR STEPHEN M Director | 2020-09-09 | Option exercise | +62,500 | $1.86 | $116,250 | 488,295 | D |
| WARD JR STEPHEN M Director | 2020-12-11 | Conversion | +102,500 | 550,795 | D | ||
| WARD JR STEPHEN M Director | 2020-12-11 | Conversion | +60,376 | 611,171 | D | ||
| WARD JR STEPHEN M Director | 2020-12-11 | Conversion | +61,847 | 673,018 | D | ||
| Derivatives | |||||||
| WARD JR STEPHEN M Director | 2020-08-27 | Grant or award · Stock Option (Right to Buy) | +151,333 | 151,333 | D | ||
| WARD JR STEPHEN M Director | 2020-09-09 | Option exercise · Stock Option (Right to Buy) | −38,798 | 0 | D | ||
| WARD JR STEPHEN M Director | 2020-09-09 | Option exercise · Stock Option (Right to Buy) | −38,789 | 0 | D | ||
| WARD JR STEPHEN M Director | 2020-09-09 | Option exercise · Stock Option (Right to Buy) | −50,000 | 0 | D | ||
| WARD JR STEPHEN M Director | 2020-09-09 | Option exercise · Stock Option (Right to Buy) | −62,500 | 0 | D | ||
| WARD JR STEPHEN M Director | 2020-12-11 | Conversion · Series B* Convertible Preferred Stock | −102,500 | 0 | D | ||
| WARD JR STEPHEN M Director | 2020-12-11 | Conversion · Series B-1A* Convertible Preferred Stock | −60,376 | 0 | D | ||
| WARD JR STEPHEN M Director | 2020-12-11 | Conversion · Series D Convertible Preferred Stock | −61,847 | 0 | D | ||
Loading xslF345X03/doc4.xml…