CIK 0001173313 · Non-accelerated filer<br>Smaller reporting company
ABVC BIOPHARMA, INC.
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- ABVC ECOC
- Exchange
- Nasdaq, OTC
- Industry
- Pharmaceutical Preparations
- FY end
- Dec 31
- Incorporated
- NV
- Entity type
- operating
- EIN
- 260014658
- Phone
- 510-668-0881
- Business address
- 44370 OLD WARM SPRINGS BLVD., FREMONT, CA, 94538
- Former names
- American BriVision (Holding) Corp, METU BRANDS, INC., Ecology Coatings, Inc., ECOLOGY COATINGS, INC., OCIS CORP
Securities
- ABVC Common Stock Nasdaq
- ECOC Common stock OTC
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2012-01-27 | Stolz Kevin Patrick VP & Controller | Grant or award | +6,250 | 6,250 | ||
| 2011-05-25 | Krotine Frank Thomas COO | Grant or award · Stock Options | +300,000 | $0.20 | $60K | 300,000 |
| 2011-05-11 | Stolz Kevin Patrick CFO & Controller | Grant or award · Stock Options | +50,000 | $0.20 | $10K | 50,000 |
| 2011-05-11 | IANNOTTI DANIEL V VP, General Counsel & Secretar | Grant or award · Stock Options | +300,000 | $0.20 | $60K | 300,000 |
| 2011-05-11 | Crockett Robert G Chief Executive Officer | Grant or award · Stock Options | +1,800,000 | $0.20 | $360K | 1,800,000 |
| 2011-05-11 | Ramsey Sally Judith VP New Product Development | Grant or award · Stock Options | +2,100,000 | $0.20 | $420K | 2,100,000 |
| 2010-08-12 | Juliano James Director | Grant or award · Stock Options | +100,000 | $0.10 | $10K | 100,000 |
| 2010-05-11 | Nirta Joseph Director | Purchase | +10,000 | $0.15 | $2K | 10,000 |
| 2010-03-22 | Nirta Joseph Director | Purchase | +2,000 | $0.26 | $520 | 2,000 |
| 2010-01-13 | Smith J.B. Director | Purchase · Convertible Preferred Shares, Series B | +55 | $1,000.00 | $55K | 3,328 |
| 2009-12-16 | Smith J.B. Director | Purchase · Convertible preferred shares, Series B | +31 | $1,000.00 | $31K | 3,223 |
| 2009-11-13 | Smith J.B. Director | Purchase | +714,286 | $50,000.00 | $35.7B | 16,585,538 |
| 2009-10-02 | Stromback Richard Dean 10% owner | Purchase · Warrant No. 1 | +14,400 | $0.42 | $6K | 24,400 |
| 2009-10-01 | Stromback Richard Dean 10% owner | Purchase · Preferred Shares | +240 | $0.42 | $101 | 595,828 |
| 2009-09-21 | Krotine Frank Thomas President & COO | Grant or award | +169,000 | $0.51 | $86K | 510,217 |
| 2009-09-21 | IANNOTTI DANIEL V VP, General Counsel & Secretar | Grant or award | +70,000 | $0.51 | $36K | 400,000 |
| 2009-09-21 | Crockett Robert G Chief Executive Officer | Grant or award | +670,000 | $0.51 | $342K | 1,000,000 |
| 2009-09-14 | Smith J.B. Director | Other disposition · Common Stock | −50,000 | $2.00 | $100K | 1,031,000 |
| 2009-08-31 | Smith J.B. Director | Purchase | +192,308 | $50,000.00 | $9.6B | 18,430,752 |
| 2009-08-31 | Smith J.B. Director | Purchase | +192,308 | $50,000.00 | $9.6B | 17,349,752 |
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