CIK 0001703079
XAI Floating Rate & Alternative Income Trust
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- XFLT
- Exchange
- NYSE
- FY end
- Sep 30
- Incorporated
- DE
- Entity type
- other
- Phone
- (312) 374-6930
- Business address
- 321 NORTH CLARK STREET #2430, CHICAGO, IL, 60654
- Former names
- XAI Octagon Floating Rate & Alternative Income Trust, XAI Octagon Floating Rate & Alternative Income Term Trust, XAI Octagon Floating Rate Alternative Income Term Trust, XAI Octagon Floating Rate Income & Credit Alternative Trust
- Open-market buys, last 90 days
- $50,640
- in 2 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Net +$50,640. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 36 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2018-09-26 | Brombach Theodore J President & CEO | Sale | −300 | $9.80 | $3K | 421,500 |
| 2018-09-26 | Spence John Yogi CFO & Treasurer | Sale | −400 | $9.80 | $4K | 425,887 |
| 2018-09-25 | Brombach Theodore J President & CEO | Sale | −300 | $9.82 | $3K | 422,500 |
| 2018-09-25 | Spence John Yogi CFO & Treasurer | Sale | −200 | $9.82 | $2K | 426,987 |
| 2018-09-20 | Brombach Theodore J President & CEO | Sale | −200 | $9.80 | $2K | 422,800 |
| 2018-09-20 | Spence John Yogi CFO & Treasurer | Sale | −200 | $9.81 | $2K | 427,187 |
| 2018-09-19 | Brombach Theodore J President & CEO | Sale | −300 | $9.82 | $3K | 423,000 |
| 2018-09-19 | Spence John Yogi CFO & Treasurer | Sale | −400 | $9.82 | $4K | 427,387 |
| 2018-09-18 | Brombach Theodore J President & CEO | Sale | −300 | $9.83 | $3K | 423,300 |
| 2018-09-18 | Spence John Yogi CFO & Treasurer | Sale | −300 | $9.83 | $3K | 427,787 |
| 2018-09-17 | Brombach Theodore J President & CEO | Sale | −200 | $9.82 | $2K | 423,600 |
| 2018-09-17 | Spence John Yogi CFO & Treasurer | Sale | −200 | $9.82 | $2K | 428,087 |
| 2018-09-14 | Brombach Theodore J President & CEO | Sale | −900 | $9.87 | $9K | 423,800 |
| 2018-09-14 | Spence John Yogi CFO & Treasurer | Sale | −1,000 | $9.87 | $10K | 428,287 |
Page 8 of 8 · 154 trades