CIK 0001703079
XAI Floating Rate & Alternative Income Trust
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- XFLT
- Exchange
- NYSE
- FY end
- Sep 30
- Incorporated
- DE
- Entity type
- other
- Phone
- (312) 374-6930
- Business address
- 321 NORTH CLARK STREET #2430, CHICAGO, IL, 60654
- Former names
- XAI Octagon Floating Rate & Alternative Income Trust, XAI Octagon Floating Rate & Alternative Income Term Trust, XAI Octagon Floating Rate Alternative Income Term Trust, XAI Octagon Floating Rate Income & Credit Alternative Trust
- Open-market buys, last 90 days
- $50,640
- in 2 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Net +$50,640. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 36 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2018-12-21 | Spence John Yogi CFO & Treasurer | Purchase | +2,500 | $7.37 | $18K | 424,889 |
| 2018-10-29 | FRANKLIN PHILIP G Trustee | Purchase | +3,206 | $9.21 | $30K | 43,206 |
| 2018-10-25 | Dingens Gregory Trustee | Purchase | +2,000 | $9.45 | $19K | 27,000 |
| 2018-10-11 | Brombach Theodore J President & CEO | Sale | −100 | $9.88 | $988 | 418,155 |
| 2018-10-11 | Spence John Yogi CFO & Treasurer | Sale | −100 | $9.88 | $988 | 422,389 |
| 2018-10-10 | Brombach Theodore J President & CEO | Sale | −400 | $9.88 | $4K | 418,255 |
| 2018-10-10 | Spence John Yogi CFO & Treasurer | Sale | −400 | $9.88 | $4K | 422,489 |
| 2018-10-08 | Brombach Theodore J President & CEO | Sale | −100 | $9.80 | $980 | 418,655 |
| 2018-10-08 | Spence John Yogi CFO & Treasurer | Sale | −7 | $9.80 | $69 | 422,889 |
| 2018-10-05 | Spence John Yogi CFO & Treasurer | Sale | −100 | $9.80 | $980 | 422,896 |
| 2018-10-04 | Brombach Theodore J President & CEO | Sale | −100 | $9.83 | $983 | 418,755 |
| 2018-10-04 | Spence John Yogi CFO & Treasurer | Sale | −100 | $9.83 | $983 | 422,996 |
| 2018-10-03 | Brombach Theodore J President & CEO | Sale | −1,080 | $9.85 | $11K | 418,855 |
| 2018-10-03 | Spence John Yogi CFO & Treasurer | Sale | −1,080 | $9.85 | $11K | 423,096 |
| 2018-10-02 | Brombach Theodore J President & CEO | Sale | −600 | $9.82 | $6K | 419,935 |
| 2018-10-02 | Spence John Yogi CFO & Treasurer | Sale | −511 | $9.81 | $5K | 424,176 |
| 2018-10-01 | Brombach Theodore J President & CEO | Sale | −965 | $9.82 | $9K | 420,535 |
| 2018-10-01 | Spence John Yogi CFO & Treasurer | Sale | −1,200 | $9.82 | $12K | 424,687 |
| 2018-09-27 | Brombach Theodore J President & CEO | Sale | −700 | $9.82 | $7K | 421,800 |
| 2018-09-27 | Spence John Yogi CFO & Treasurer | Sale | −700 | $9.82 | $7K | 426,287 |
Page 7 of 8 · 154 trades