CIK 0001703079
XAI Floating Rate & Alternative Income Trust
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- XFLT
- Exchange
- NYSE
- FY end
- Sep 30
- Incorporated
- DE
- Entity type
- other
- Phone
- (312) 374-6930
- Business address
- 321 NORTH CLARK STREET #2430, CHICAGO, IL, 60654
- Former names
- XAI Octagon Floating Rate & Alternative Income Trust, XAI Octagon Floating Rate & Alternative Income Term Trust, XAI Octagon Floating Rate Alternative Income Term Trust, XAI Octagon Floating Rate Income & Credit Alternative Trust
- Open-market buys, last 90 days
- $50,640
- in 2 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Net +$50,640. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 36 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2020-03-12 | Spence John Yogi Advisor Personnel | Purchase | +500 | $6.00 | $3K | 438,910.04 |
| 2020-03-12 | Spence John Yogi Advisor Personnel | Purchase | +400 | $5.95 | $2K | 439,310.04 |
| 2020-03-12 | Spence John Yogi Advisor Personnel | Purchase | +400 | $5.90 | $2K | 439,710.04 |
| 2020-03-12 | Spence John Yogi Advisor Personnel | Purchase | +500 | $5.85 | $3K | 440,210.04 |
| 2020-03-12 | Spence John Yogi Advisor Personnel | Purchase | +500 | $6.00 | $3K | 438,910.04 |
| 2020-03-12 | Spence John Yogi Advisor Personnel | Purchase | +400 | $5.95 | $2K | 439,310.04 |
| 2020-03-12 | Spence John Yogi Advisor Personnel | Purchase | +400 | $5.90 | $2K | 439,710.04 |
| 2020-03-12 | Spence John Yogi Advisor Personnel | Purchase | +500 | $5.80 | $3K | 440,210.04 |
| 2020-03-10 | Jones Scott C Trustee | Sale | −224.52 | $6.82 | $2K | 6,450.89 |
| 2020-03-06 | Spence John Yogi Advisor Personnel | Purchase | +5,000 | $7.38 | $37K | 438,410.04 |
| 2020-01-21 | McCulloch Benjamin Secretary & CLO | Purchase | +300 | $8.24 | $2K | 300 |
| 2020-01-10 | Brombach Theodore J President&CEO | Purchase | +612 | $8.17 | $5K | 419,376 |
| 2020-01-10 | Brombach Theodore J President&CEO | Purchase | +612 | $8.17 | $5K | 419,376 |
| 2020-01-09 | Brombach Theodore J President&CEO | Purchase | +609 | $8.20 | $5K | 418,764 |
| 2020-01-09 | Brombach Theodore J President&CEO | Purchase | +609 | $8.20 | $5K | 418,764 |
| 2019-04-03 | Dingens Gregory Trustee | Purchase | +1,200 | $8.72 | $10K | 28,200 |
| 2019-01-18 | Jones Scott C Trustee | Purchase | +3,008 | $8.31 | $25K | 5,970.79 |
| 2019-01-14 | Basmadjian Lauren Michelle Portfolio Manager | Purchase | +8,066 | $7.99 | $64K | 17,500 |
| 2019-01-11 | Basmadjian Lauren Michelle Portfolio Manager | Purchase | +4,434 | $8.08 | $36K | 9,434 |
| 2018-12-26 | Jones Scott C Trustee | Purchase | +300 | $7.37 | $2K | 2,938.05 |
Page 6 of 8 · 154 trades