CIK 0001703079
XAI Floating Rate & Alternative Income Trust
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- XFLT
- Exchange
- NYSE
- FY end
- Sep 30
- Incorporated
- DE
- Entity type
- other
- Phone
- (312) 374-6930
- Business address
- 321 NORTH CLARK STREET #2430, CHICAGO, IL, 60654
- Former names
- XAI Octagon Floating Rate & Alternative Income Trust, XAI Octagon Floating Rate & Alternative Income Term Trust, XAI Octagon Floating Rate Alternative Income Term Trust, XAI Octagon Floating Rate Income & Credit Alternative Trust
- Open-market buys, last 90 days
- $50,640
- in 2 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Net +$50,640. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 36 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2022-04-08 | McCulloch Benjamin Secretary & CLO | Purchase | +472 | $8.47 | $4K | 1,161.97 |
| 2021-12-20 | Spence John Yogi Adviser Personnel | Purchase | +135 | $8.54 | $1K | 486,845.31 |
| 2021-12-20 | Spence John Yogi Adviser Personnel | Purchase | +3,865 | $8.53 | $33K | 490,710.31 |
| 2021-12-08 | McGarrity John P Officer of XAI | Sale | −11,100 | $9.10 | $101K | 42,851 |
| 2021-07-27 | McCulloch Benjamin Secretary & CLO | Purchase | +100 | $8.67 | $867 | 400 |
| 2021-07-27 | McCulloch Benjamin Secretary & CLO | Purchase | +188 | $8.67 | $2K | 588 |
| 2021-07-21 | Brombach Theodore J President & CEO | Purchase | +29,500 | $8.50 | $251K | 450,876 |
| 2021-07-21 | Spence John Yogi Adviser Personnel | Purchase | +127 | $8.49 | $1K | 457,597.49 |
| 2021-07-21 | Spence John Yogi Adviser Personnel | Purchase | +600 | $8.50 | $5K | 458,197.49 |
| 2021-07-21 | Spence John Yogi Adviser Personnel | Purchase | +1,500 | $8.50 | $13K | 459,697.49 |
| 2021-07-21 | Spence John Yogi Adviser Personnel | Purchase | +2,873 | $8.50 | $24K | 462,570.49 |
| 2021-07-21 | Spence John Yogi Adviser Personnel | Purchase | +4,400 | $8.50 | $37K | 466,970.49 |
| 2021-07-21 | Spence John Yogi Adviser Personnel | Purchase | +500 | $8.50 | $4K | 500 |
| 2020-03-24 | FRANKLIN PHILIP G Trustee | Purchase | +10,000 | $4.04 | $40K | 56,242 |
| 2020-03-20 | Gordon Andrew David Sub-Adviser Inv Comm Member | Purchase | +2,050 | $4.89 | $10K | 4,272 |
| 2020-03-19 | Gordon Andrew David Sub-Adviser Inv Comm Member | Purchase | +2,222 | $4.47 | $10K | 2,222 |
| 2020-03-18 | Brombach Theodore J President & CEO | Purchase | +1,000 | $4.52 | $5K | 420,376 |
| 2020-03-18 | Brombach Theodore J President & CEO | Purchase | +1,000 | $4.48 | $4K | 421,376 |
| 2020-03-16 | Spence John Yogi Adviser Personnel | Purchase | +3,000 | $5.69 | $17K | 443,210.04 |
| 2020-03-16 | McGarrity John P Chief Legal & Secretary | Purchase | +2,520 | $5.54 | $14K | 53,951 |
Page 5 of 8 · 154 trades