CIK 0001703079
XAI Floating Rate & Alternative Income Trust
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- XFLT
- Exchange
- NYSE
- FY end
- Sep 30
- Incorporated
- DE
- Entity type
- other
- Phone
- (312) 374-6930
- Business address
- 321 NORTH CLARK STREET #2430, CHICAGO, IL, 60654
- Former names
- XAI Octagon Floating Rate & Alternative Income Trust, XAI Octagon Floating Rate & Alternative Income Term Trust, XAI Octagon Floating Rate Alternative Income Term Trust, XAI Octagon Floating Rate Income & Credit Alternative Trust
- Open-market buys, last 90 days
- $50,640
- in 2 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Net +$50,640. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 36 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2022-11-08 | Spence John Yogi Adviser Personnel | Purchase | +1,800 | $6.50 | $12K | 8,000 |
| 2022-11-04 | Brombach Theodore J President & CEO | Purchase | +3,588 | $6.39 | $23K | 4,000 |
| 2022-11-04 | Spence John Yogi Adviser Personnel | Purchase | +3,588 | $6.39 | $23K | 4,000 |
| 2022-11-04 | Brombach Theodore J President & CEO | Purchase | +3,588 | $6.39 | $23K | 4,000 |
| 2022-11-04 | Spence John Yogi Adviser Personnel | Purchase | +3,588 | $6.39 | $23K | 4,000 |
| 2022-11-03 | Brombach Theodore J President & CEO | Purchase | +412 | $6.35 | $3K | 412 |
| 2022-11-03 | Spence John Yogi Adviser Personnel | Purchase | +412 | $6.35 | $3K | 412 |
| 2022-11-03 | Brombach Theodore J President & CEO | Purchase | +412 | $6.35 | $3K | 412 |
| 2022-11-03 | Spence John Yogi Adviser Personnel | Purchase | +412 | $6.35 | $3K | 412 |
| 2022-09-23 | Spence John Yogi Adviser Personnel | Purchase | +1,000 | $6.24 | $6K | 512,279.54 |
| 2022-09-23 | Spence John Yogi Adviser Personnel | Purchase | +2,000 | $6.23 | $12K | 514,279.54 |
| 2022-09-02 | Spence John Yogi Adviser Personnel | Purchase | +1,000 | $6.97 | $7K | 509,718.56 |
| 2022-09-02 | Spence John Yogi Adviser Personnel | Purchase | +1,000 | $7.00 | $7K | 510,718.56 |
| 2022-09-02 | Spence John Yogi Adviser Personnel | Purchase | +0 | 557.51 | ||
| 2022-09-02 | Spence John Yogi Adviser Personnel | Purchase | +0 | 10,205 | ||
| 2022-08-19 | Spence John Yogi Adviser Personnel | Purchase | +1,000 | $7.15 | $7K | 506,718.56 |
| 2022-08-19 | Spence John Yogi Adviser Personnel | Purchase | +1,000 | $7.16 | $7K | 507,718.56 |
| 2022-08-19 | Spence John Yogi Adviser Personnel | Purchase | +1,000 | $7.16 | $7K | 508,718.56 |
| 2022-08-19 | Spence John Yogi Adviser Personnel | Purchase | +0 | 557.51 | ||
| 2022-08-19 | Spence John Yogi Adviser Personnel | Purchase | +0 | 10,205 |
Page 4 of 8 · 154 trades